Form 4: OMCC Director Zhu Receives Stock Compensation

OLD MARKET CAPITAL Corp Director Jeremy Qinli Zhu acquired 5,932 shares of common stock as part of his compensation for service.

Summary

• Jeremy Qinli Zhu, a Director of OLD MARKET CAPITAL Corp (OMCC), acquired 5,932 shares of common stock.
• These shares were issued as compensation for his service as a director.
• The transaction occurred on October 6, 2025.
• Following this transaction, Mr. Zhu directly beneficially owns 29,554 shares.
• He also indirectly beneficially owns 600,704 shares through TCW Sepulveda Long/Short Equity Fund I, LP, and TCW Sepulveda Long/Short Equity Master Fund LTD (the "Funds").
• The Funds are managed by Sepulveda Management LLC, where Mr. Zhu is a principal and director, and he holds certain limited partnership interests in the Funds.
• Mr. Zhu disclaims beneficial ownership of the indirectly held shares to the extent of his pecuniary interest therein.

Sentiment

Score: 6

Explanation: The acquisition of shares by a director as compensation is a routine event that aligns management interests with shareholders, which is generally viewed as a neutral to slightly positive development, but does not reflect a cash investment by the director.

Positives

• Director Jeremy Qinli Zhu increased his direct beneficial ownership in OLD MARKET CAPITAL Corp by 5,932 shares.
• The acquisition of shares as compensation aligns the director's interests with those of the shareholders.

Future Outlook

No forward-looking statements or guidance are provided in this Form 4 filing, which is purely transactional.

Management Comments

• Director Jeremy Qinli Zhu received 5,932 shares of common stock as compensation for his service to OLD MARKET CAPITAL Corp.

Industry Context

This Form 4 filing details an individual insider transaction and does not provide information related to broader industry trends or competitor activities.

Related Party Transactions

• Director Jeremy Qinli Zhu received 5,932 shares of common stock as compensation for his service to the registrant.
• Indirect beneficial ownership of 600,704 shares is held by TCW Sepulveda Long/Short Equity Fund I, LP, and TCW Sepulveda Long/Short Equity Master Fund LTD, which are managed by Sepulveda Management LLC. Mr. Zhu is a principal and director of Sepulveda Management LLC and holds limited partnership interests in these Funds.

Stakeholder Impact

• Shareholders: The director's increased direct beneficial ownership, even if through compensation, can signal continued confidence in the company and better alignment of interests between management and shareholders.

Key Dates

Recommendation

This Form 4 reports a routine director compensation event, not an open-market purchase or sale. While the increase in direct beneficial ownership aligns director interests with shareholders, it does not provide new fundamental information to alter an investment thesis. Therefore, a 'hold' recommendation is appropriate as this filing alone does not warrant a change in investment strategy.

Keywords

OMCC, OLD MARKET CAPITAL Corp, Jeremy Qinli Zhu, Form 4, insider transaction, director compensation, stock acquisition, beneficial ownership