Form 4: OMCC Director's Stock Compensation & Ownership Update

Brendan Joseph Keating, a Director and 10% Owner of Old Market Capital Corp., received 2,626 shares of common stock as compensation, increasing his total beneficial ownership to 42,890 shares.

Summary

• Brendan Joseph Keating, a Director and 10% Owner of Old Market Capital Corp. (OMCC), acquired 2,626 shares of common stock on January 9, 2026.
• These shares were issued as compensation for his service as a director of the registrant, with a transaction price of $0 per share.
• The transaction was made pursuant to a Rule 10b5-1(c) plan, indicating a pre-arranged trading plan.
• Following this transaction, Mr. Keating directly beneficially owns 40,628 shares of common stock.
• Additionally, Mr. Keating indirectly beneficially owns 2,262 shares through the Rosecrest Trust, where he serves as Trustee.
• His total beneficial ownership after the reported transaction is 42,890 shares (40,628 direct + 2,262 indirect).

Sentiment

Score: 6

Explanation: Slightly positive due to increased director alignment with shareholders through equity ownership and the transparency provided by the 10b5-1 plan, despite the shares being compensation rather than a market purchase.

Positives

• The acquisition of shares by a director, even as compensation, increases their personal stake in the company, aligning their interests more closely with those of other shareholders.
• The transaction was conducted under a Rule 10b5-1(c) plan, which demonstrates a commitment to transparent and pre-planned trading, mitigating concerns about insider trading.

Negatives

• The shares were acquired at a price of $0, indicating they were compensation rather than a direct market purchase, which would typically signal a director's belief in the company's undervaluation.

Future Outlook

This filing does not contain any forward-looking statements or guidance regarding the company's future performance or strategic direction.

Industry Context

This Form 4 filing details an insider transaction, which is a routine disclosure for publicly traded companies. It reflects a director's compensation structure and personal equity holdings, rather than broader industry trends or competitive positioning.

Corporate Governance

Related Party Transactions

• Issuance of 2,626 shares of common stock to Brendan Joseph Keating, a director, as compensation for his service.
• Indirect beneficial ownership of 2,262 shares by Brendan Joseph Keating through the Rosecrest Trust, where he is the Trustee.

Stakeholder Impact

• Shareholders: The issuance of new shares for compensation could result in minor dilution, but the increased equity ownership by a director generally aligns management interests with shareholder value creation.
• Management: The director's compensation package includes equity, incentivizing long-term performance and aligning personal wealth with company success.

Key Dates

Keywords

Old Market Capital Corp, OMCC, Brendan Joseph Keating, Director Compensation, Insider Trading, Form 4, Beneficial Ownership, Equity Compensation, Rule 10b5-1