Form 4: OMCC Director Peterson Receives Stock Award

Adam K. Peterson, a director and 10% owner of OLD MARKET CAPITAL Corp, received an award of 5,493 shares of common stock.

Summary

• Adam K. Peterson, a director and 10% owner of OLD MARKET CAPITAL Corp (OMCC), was awarded 5,493 shares of common stock on October 6, 2025.
• The shares were awarded at a price of $0.00 per share and vested immediately.
• The closing stock price of OMCC common stock on NASDAQ on the award date, October 6, 2025, was $4.99.
• Following this transaction, Mr. Peterson's beneficial ownership, including indirect holdings through Magnolia Capital Fund, LP and Magnolia Group, LLC, totals 2,543,935 shares.
• The transaction was made pursuant to a Rule 10b5-1(c) plan, indicating a pre-arranged instruction for the acquisition.

Sentiment

Score: 7

Explanation: The award of shares to a director and 10% owner is generally positive as it aligns management's interests with shareholders. However, it is a routine compensation event and not a significant market-moving catalyst.

Positives

• Adam K. Peterson, a director and 10% owner, received an award of 5,493 shares of common stock, aligning his interests with those of other shareholders.
• The shares vested immediately, indicating a direct increase in the insider's vested equity.
• The award, valued at approximately $27,400 based on the closing price of $4.99 per share on October 6, 2025, represents a direct increase in insider holdings.

Future Outlook

NA

Industry Context

This filing is a routine insider transaction report and does not provide information related to broader industry trends or competitors.

Related Party Transactions

• The transaction involves an award of common stock to Adam K. Peterson, a director and 10% owner of OLD MARKET CAPITAL Corp, and entities he controls (Magnolia Capital Fund, LP and Magnolia Group, LLC), which are considered related parties.

Stakeholder Impact

• Shareholders may view the increased insider ownership as a positive signal, indicating continued commitment and alignment of interests between management and equity holders.

Key Dates

Recommendation

The filing reports a routine stock award to a director and 10% owner, which aligns management interests with shareholders. This transaction itself is not a significant catalyst for a strong buy or sell recommendation but reinforces a 'hold' stance due to continued insider commitment.

Keywords

OLD MARKET CAPITAL Corp, OMCC, Adam K. Peterson, Form 4, Insider Transaction, Stock Award, Beneficial Ownership, Director, 10% Owner, Rule 10b5-1