Form 4: Director Zhu Boosts Stake in Old Market Capital

Old Market Capital Corp. Director Jeremy Qinli Zhu acquired 2,626 shares of common stock as compensation, increasing his direct beneficial ownership.

Summary

• Jeremy Qinli Zhu, a Director of OLD MARKET CAPITAL Corp (OMCC), acquired 2,626 shares of common stock on January 9, 2026.
• These shares were issued to Mr. Zhu as part of his compensation for service as a director of the registrant.
• The acquisition price for these shares was $0.
• Following this transaction, Mr. Zhu directly beneficially owns 32,180 shares of common stock.
• Additionally, 600,704 shares are indirectly held by TCW Sepulveda Long/Short Equity Fund I, LP, and TCW Sepulveda Long/Short Equity Master Fund LTD (together, the "Funds").
• These Funds are managed by Sepulveda Management LLC, where Mr. Zhu is a principal and acts as a director, and also holds certain limited partnership interests.
• Mr. Zhu disclaims beneficial ownership of the indirectly held shares to the extent of his pecuniary interest therein.

Sentiment

Score: 6

Explanation: The filing reports a routine insider transaction involving director compensation in stock. While it indicates increased director ownership and alignment of interests, it does not present significant new information to dramatically alter sentiment, hence a moderately positive score.

Positives

• Director Jeremy Qinli Zhu increased his direct beneficial ownership in OLD MARKET CAPITAL Corp by 2,626 shares.
• The issuance of shares as compensation aligns the director's interests with those of the shareholders.

Future Outlook

The filing does not contain any forward-looking statements or guidance regarding the company's future performance or strategic direction.

Management Comments

• "These shares were issued to the reporting person as part of his compensation for service as a director of the registrant."
• "Mr. Zhu disclaims beneficial ownership of these shares to the extent of his pecuniary interest therein."

Industry Context

This Form 4 filing reports a routine insider transaction, specifically the grant of equity as compensation to a director. This is a common practice across industries to align the interests of company leadership with those of shareholders.

Comparison to Industry Standards

• Stock-based compensation for directors is a standard practice in corporate governance across various industries, aiming to align director incentives with long-term shareholder value.
• The acquisition of shares at a $0 price is typical for equity grants issued as compensation, rather than an open market purchase, which is consistent with industry norms for director remuneration.

Related Party Transactions

• Director Jeremy Qinli Zhu received 2,626 shares of common stock as compensation for his service to OLD MARKET CAPITAL Corp.
• Mr. Zhu is a principal and director of Sepulveda Management LLC, which manages funds that indirectly hold 600,704 shares of OMCC.

Stakeholder Impact

• Shareholders: The issuance of stock as compensation to a director can enhance alignment between management and shareholder interests, potentially fostering better long-term decision-making.
• Employees, Customers, Suppliers, Creditors: No direct impact on these stakeholders is indicated by this filing.

Key Dates

Recommendation

This Form 4 filing details a routine grant of stock compensation to a director. While it reflects an alignment of interests, it does not provide new fundamental information or significant operational updates that would warrant a change in investment recommendation. It is an expected part of corporate governance and insider activity.

Keywords

SEC Form 4, insider transaction, beneficial ownership, director compensation, equity acquisition, OMCC, Old Market Capital Corp, Jeremy Qinli Zhu