Form 4: Oklo Inc. Insider Trades: RSU Vesting and Tax Withholding
Statement of Changes in Beneficial Ownership
Oklo Inc. reports on insider transactions, including the vesting of Restricted Stock Units for Chief Legal & Strategy Officer William Carroll Goodwin and subsequent sale to cover tax obligations.
Summary
- William Carroll Goodwin, Chief Legal & Strategy Officer at Oklo Inc., had 20,686 Restricted Stock Units (RSUs) vest on May 19, 2026.
- Following the RSU vesting, 10,548 shares were sold on May 20, 2026, at a price of $58.04 per share.
- The sale of shares was to cover tax withholding obligations related to the RSU vesting, a 'sell to cover' transaction.
- Goodwin's beneficial ownership of Class A Common Stock changed as a result of these transactions.
Sentiment
Score: 5
Explanation: StockSavvy.ai views this as a neutral filing, as it details routine insider equity transactions and tax management rather than significant strategic or financial performance indicators.
Positives
- Vesting of RSUs indicates continued equity-based compensation for key management.
- The 'sell to cover' transaction for tax withholding is a standard and expected practice, demonstrating compliance.
Negatives
- A portion of vested equity was immediately sold, reducing the direct equity holding of the officer.
Risks
- The filing does not explicitly mention any risks associated with these transactions.
Future Outlook
The filing does not contain forward-looking statements or guidance.
Management Comments
- The sale was to satisfy tax withholding obligations to be funded by a 'sell to cover' transaction and does not represent a discretionary transaction by the Reporting Person.
Industry Context
StockSavvy.ai notes that Form 4 filings are standard disclosures for insider transactions, providing transparency into executive compensation and equity management. The 'sell to cover' strategy is common for managing tax liabilities upon RSU vesting.
Stakeholder Impact
- Shareholders gain transparency into executive compensation and equity holdings.
- Employees may see this as a standard part of executive compensation and tax planning.
Next Steps
- Continued vesting of RSUs granted on August 12, 2024, in eight substantially equal quarterly installments after August 12, 2025.
Key Dates
| Date | Description |
|---|---|
| 05/19/2026 | Date of RSU vesting and release of 20,686 RSUs to William Carroll Goodwin. |
| 05/20/2026 | Date of sale of 10,548 shares by William Carroll Goodwin to cover tax withholding obligations. |
| 08/12/2024 | Date of grant of 248,227 RSUs to William Carroll Goodwin. |
| 08/12/2025 | First vesting date for one-third of the RSUs granted on August 12, 2024. |
Keywords
Oklo Inc., Form 4, Insider Trading, RSU Vesting, Stock Sale, Tax Withholding, William Carroll Goodwin, Class A Common Stock, SEC Filing
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