Form 4: Oklo Inc. CFO Bealmear Trades Shares
Statement of Changes in Beneficial Ownership
Oklo Inc. Chief Financial Officer Richard Craig Bealmear reported transactions involving Class A Common Stock and stock options on April 1st and 2nd, 2026.
Summary
- Richard Craig Bealmear, Chief Financial Officer of Oklo Inc., engaged in several transactions involving Class A Common Stock and stock options.
- On April 1, 2026, Bealmear acquired 16,342 shares of Class A Common Stock at a price of $3.18 per share, increasing his direct beneficial ownership to 402,350 shares.
- On the same day, April 1, 2026, Bealmear disposed of 16,342 shares of Class A Common Stock at a price of $51.08 per share, reducing his direct beneficial ownership to 386,008 shares.
- On April 2, 2026, Bealmear acquired an additional 5,754 shares of Class A Common Stock at $3.18 per share, bringing his direct beneficial ownership to 391,762 shares.
- The disposal of shares on April 1, 2026, was executed under a Rule 10b5-1 trading plan adopted on September 22, 2025.
- Stock options were also transacted on April 1, 2026 (16,342 options) and April 2, 2026 (5,754 options), both with an exercise price of $3.18 and an expiration date of December 22, 2033. These transactions increased the total number of derivative securities beneficially owned to 830,253 and 824,499 respectively.
Sentiment
Score: 4
Explanation: StockSavvy.ai views this filing as having a slightly negative sentiment due to the significant sale of shares by the CFO, despite being executed under a pre-planned Rule 10b5-1 trading plan.
Positives
- Acquisition of 16,342 shares of Class A Common Stock on April 1, 2026, at a favorable price of $3.18.
- Acquisition of an additional 5,754 shares of Class A Common Stock on April 2, 2026, also at $3.18.
- The transactions were conducted under a Rule 10b5-1 plan, indicating pre-planned trading activity and potentially mitigating insider trading concerns.
Negatives
- Disposal of 16,342 shares of Class A Common Stock on April 1, 2026, at a significantly higher price of $51.08, representing a substantial sale of holdings.
- The large sale at a much higher price than the acquisition price suggests a potential profit-taking event by a key executive.
Risks
- The disposal of a significant number of shares by the CFO could be interpreted negatively by the market, potentially signaling a lack of confidence in future price appreciation.
- The Rule 10b5-1 plan, while providing a defense against insider trading allegations, still involves the sale of company stock by a high-ranking executive.
Future Outlook
The filing does not contain explicit forward-looking statements or guidance. However, the transactions under the Rule 10b5-1 plan suggest a pre-determined strategy for managing executive stock holdings.
Management Comments
- The disposal of shares was effected pursuant to a Rule 10b5-1 plan adopted on September 22, 2025.
- Stock options vested as to 20% of the underlying shares on August 1, 2024, and continue to vest thereafter in substantially equal monthly installments.
Industry Context
StockSavvy.ai notes that Form 4 filings are routine disclosures for insider transactions. The significant sale by the CFO at a price considerably higher than the acquisition price, even under a 10b5-1 plan, warrants attention from investors monitoring executive sentiment towards the company's stock.
Stakeholder Impact
- Shareholders may view the CFO's significant sale as a potential indicator of future stock performance, possibly leading to short-term market reactions.
- Employees with stock options may be influenced by the executive's trading activity and the company's stock valuation.
Next Steps
- Continued monitoring of Oklo Inc.'s stock performance and any subsequent insider transactions.
- Review of future SEC filings for further insights into executive compensation and stock ownership.
Key Dates
| Date | Description |
|---|---|
| 09/22/2025 | Date the Rule 10b5-1 trading plan was adopted. |
| 04/01/2026 | Date of acquisition and disposal of Class A Common Stock and stock options. |
| 04/02/2026 | Date of additional acquisition of Class A Common Stock and stock options. |
| 04/03/2026 | Date the Form 4 filing was signed. |
Recommendation
holdThe filing primarily details routine insider transactions under a pre-existing plan. While the sale by the CFO is notable, it does not provide sufficient new information about the company's fundamental performance or future prospects to warrant a strong buy or sell recommendation. A 'hold' position allows investors to await further developments and financial reports.
Keywords
Oklo Inc., Form 4, Insider Trading, Stock Options, Class A Common Stock, Richard Craig Bealmear, Rule 10b5-1, Beneficial Ownership, SEC Filing
Disclaimer:The information provided here is for general informational purposes only and does not constitute financial advice, recommendation, or endorsement of any kind. It may contain errors or omissions. You should not rely on this information to make financial decisions. Always seek the advice of a qualified financial professional before making any investment or financial decisions. Use of this information is at your own risk.