Form 4: Oklo COO Transfers Shares to Family Trusts

Oklo Inc.'s Co-Founder and COO, Caroline Cochran, along with her spouse, transferred significant Class A Common Stock holdings into family trusts for estate planning purposes.

Summary

• Caroline Cochran, Co-Founder, COO, Director, and 10% Owner of Oklo Inc., reported changes in beneficial ownership of Class A Common Stock.
• On December 24, 2025, Caroline Cochran transferred 7,583,085 shares of Class A Common Stock to the Caroline DeWitte Family Trust for no consideration.
• Caroline Cochran remains the beneficial owner of the securities held by the Caroline DeWitte Family Trust, for which she is the trustee and beneficiaries include her family and certain charitable organizations.
• Additionally, 1,000,000 shares previously directly owned by Caroline Cochran were contributed to the Caroline DeWitte GRAT No. 2 on December 24, 2025.
• Jacob DeWitte, spouse of the Reporting Person, transferred 7,851,901 shares of Class A Common Stock to the Jacob DeWitte Family Trust for no consideration on December 24, 2025.
• Jacob DeWitte remains the beneficial owner of the securities held by the Jacob DeWitte Family Trust, for which he is the trustee and beneficiaries include his family and certain charitable organizations.
• Furthermore, 1,000,000 shares previously beneficially owned by Jacob DeWitte were contributed to the Jacob DeWitte GRAT No. 2 on December 24, 2025.
• The filing also notes indirect beneficial ownership of 1,580,000 shares each through the Caroline Cochran GRAT and Jacob DeWitte GRAT.

Sentiment

Score: 5

Explanation: Neutral. The transactions are for estate planning and do not represent open market sales or purchases, indicating continued beneficial ownership by key insiders rather than a change in their investment thesis or company performance.

Positives

• The transactions are for estate planning purposes and do not represent open market sales, indicating a continued long-term beneficial interest in the company by key insiders.

Future Outlook

The filing does not provide any forward-looking statements or guidance regarding the company's future operations or financial performance.

Industry Context

This filing details personal estate planning transactions by a key executive and her spouse, which is a common practice for high-net-worth individuals and does not directly reflect broader industry trends or competitive dynamics.

Related Party Transactions

• Transfers of Class A Common Stock by Caroline Cochran to the Caroline DeWitte Family Trust and Caroline DeWitte GRAT No. 2.
• Transfers of Class A Common Stock by Jacob DeWitte (spouse) to the Jacob DeWitte Family Trust and Jacob DeWitte GRAT No. 2.

Stakeholder Impact

• Shareholders may view the retention of beneficial ownership by a key insider as a sign of long-term commitment to the company, despite the transfer of legal ownership to trusts.

Key Dates

Recommendation

The filing details insider transfers of shares to family trusts for estate planning purposes, with beneficial ownership retained. This does not indicate a change in the company's operational performance or the insiders' long-term view of the company, thus a 'hold' recommendation is appropriate as no new material information affecting valuation is presented.

Keywords

Oklo, OKLO, Form 4, insider transaction, beneficial ownership, Caroline Cochran, Jacob DeWitte, family trust, estate planning, Class A Common Stock