Form 4: Oklo COO Caroline Cochran Reports Internal Stock Transfers

Oklo Inc.'s Co-Founder and COO, Caroline Cochran, reported internal transfers of Class A Common Stock related to estate planning via grantor retained annuity trusts.

Summary

• Caroline Cochran, Co-Founder, COO, Director, and 10% Owner of Oklo Inc., reported changes in beneficial ownership of Class A Common Stock.
• On March 30, 2026, 474,011 shares of Class A Common Stock were distributed to the Caroline DeWitte Family Trust as an annuity distribution from the Caroline Cochran Grantor Retained Annuity Trust (GRAT).
• On March 31, 2026, the same 474,011 shares held by the Caroline DeWitte Family Trust were contributed to the Caroline DeWitte GRAT No. 3.
• Additionally, on March 30, 2026, 506,807 shares were distributed to the Jacob DeWitte Family Trust (Reporting Person's spouse's trust) as an annuity distribution from the Jacob DeWitte GRAT.
• On March 31, 2026, these 506,807 shares held by the Jacob DeWitte Family Trust were contributed to the Jacob DeWitte GRAT No. 3.
• All reported transactions were non-market transfers with a stated price of $0, indicating internal estate planning activities rather than open market sales or purchases.

Sentiment

Score: 5

Explanation: StockSavvy.ai views this as a neutral event, reflecting standard estate planning activities by an insider rather than a market-driven transaction or a change in company prospects.

Future Outlook

No forward-looking statements or guidance are provided in this Form 4 filing, as it pertains solely to insider ownership changes.

Industry Context

StockSavvy.ai notes that Form 4 filings are standard regulatory disclosures for company insiders. Transactions involving Grantor Retained Annuity Trusts (GRATs) are common estate planning strategies used by high-net-worth individuals to transfer wealth efficiently, and typically do not reflect changes in the company's operational performance or market sentiment.

Related Party Transactions

• The transactions involve transfers between the reporting person's grantor retained annuity trust (Caroline Cochran GRAT) and the Caroline DeWitte Family Trust, and subsequently to the Caroline DeWitte GRAT No. 3.
• Similar transactions occurred involving the reporting person's spouse's grantor retained annuity trust (Jacob DeWitte GRAT) and the Jacob DeWitte Family Trust, and subsequently to the Jacob DeWitte GRAT No. 3.

Stakeholder Impact

• Shareholders: Minimal direct impact as these are internal transfers for estate planning and do not represent open market sales or purchases that would affect the public float or share price.
• Employees, Customers, Suppliers, Creditors: No direct impact from these insider ownership transfers.

Key Dates

Recommendation

The filing details routine insider stock transfers related to estate planning and does not provide new information regarding the company's operational performance, financial health, or strategic direction that would warrant a change in investment recommendation.

Keywords

Oklo Inc., OKLO, Caroline Cochran, Form 4, Insider Transaction, Beneficial Ownership, Class A Common Stock, Grantor Retained Annuity Trust, Estate Planning