SCHEDULE: Anson Funds Discloses 9.9% Stake in Oblong, Inc.

Anson Funds Management LP and its affiliates have disclosed a 9.9% beneficial ownership stake in Oblong, Inc.'s common stock.

Summary

• Anson Funds Management LP, Anson Management GP LLC, Mr. Tony Moore, Anson Advisors Inc., Mr. Amin Nathoo, and Mr. Moez Kassam collectively reported beneficial ownership of 147,055 shares of Oblong, Inc. Common Stock.
• This aggregate amount represents 9.9% of Oblong, Inc.'s outstanding Common Stock.
• The calculation of the 9.9% ownership is based on 1,324,970 shares of Common Stock issued and outstanding as of May 13, 2025, plus 147,055 shares receivable upon exercise of warrants.
• The reported shares include those underlying outstanding warrants, which are subject to beneficial ownership limitations of either 4.99% or 9.99% upon exercise.
• The securities were acquired and are held in the ordinary course of business, not for the purpose of changing or influencing the control of Oblong, Inc.

Sentiment

Score: 5

Explanation: The filing is a factual disclosure of beneficial ownership and does not contain information that would inherently indicate a positive or negative sentiment regarding the company's performance or prospects.

Positives

• The disclosure of a significant 9.9% stake by an institutional investment group like Anson Funds could be interpreted by the market as a vote of confidence in Oblong, Inc.

Negatives

• This filing is a disclosure of beneficial ownership and does not contain explicit negative information regarding Oblong, Inc.'s performance or operations.

Risks

• The filing itself does not detail specific risks to Oblong, Inc.'s business or financial health, but rather discloses the ownership structure of a significant shareholder.
• The warrants held by the reporting persons include beneficial ownership limitations (4.99% or 9.99%), which could restrict the immediate full exercise of all underlying shares if it would exceed these thresholds.

Future Outlook

NA

Industry Context

Schedule 13G filings are standard regulatory disclosures required when an institutional investor or group acquires beneficial ownership of more than 5% of a company's voting class of securities, indicating a passive investment intent. This filing reflects a significant stake by a group of investment entities and individuals, common in the financial industry for portfolio diversification or strategic positioning.

Related Party Transactions

• Anson Funds Management LP, Anson Management GP LLC, Mr. Tony Moore, Anson Advisors Inc., Mr. Amin Nathoo, and Mr. Moez Kassam are identified as a group of related entities and individuals collectively holding the beneficial ownership stake in Oblong, Inc.

Stakeholder Impact

• Shareholders may view the significant stake by Anson Funds as a positive signal, potentially indicating institutional confidence in the company's future.
• The presence of a large institutional investor could lead to increased scrutiny or engagement regarding corporate strategy and governance, though the filing states a passive investment intent.

Key Dates

Keywords

Oblong Inc, OBLG, Anson Funds, Schedule 13G, Beneficial Ownership, Institutional Investor, Common Stock, Warrants, SEC Filing