SCHEDULE: Anson Funds Discloses 4.9% Stake in Oblong, Inc.
Beneficial Ownership Disclosure
Anson Funds Management LP and related entities report a 4.9% passive beneficial ownership in Oblong, Inc., including shares underlying warrants.
Summary
- Anson Funds Management LP and its affiliates, including Anson Management GP LLC, Tony Moore, Anson Advisors Inc., Amin Nathoo, and Moez Kassam, collectively reported a 4.9% beneficial ownership stake in Oblong, Inc. as of September 30, 2025.
- This stake comprises 123,439 shares of Common Stock, which includes shares underlying outstanding warrants.
- The beneficial ownership percentage is calculated based on 2,350,307 outstanding shares and the 123,439 exercisable warrant shares, totaling 2,473,746 shares.
- The warrants held by the Funds include a beneficial ownership limitation, preventing exercise if it would result in ownership exceeding 4.99% of the outstanding Common Stock.
- The reporting persons hold shared voting and dispositive power over these shares.
Sentiment
Score: 5
Explanation: The filing is a factual disclosure of beneficial ownership and does not contain information that would inherently suggest a positive or negative sentiment regarding the company's performance or outlook.
Industry Context
This filing is a standard disclosure of institutional ownership and does not provide specific industry context or analysis.
Stakeholder Impact
- Shareholders: The disclosure of a significant institutional stake by Anson Funds could be interpreted as a vote of confidence in Oblong, Inc., potentially influencing investor sentiment.
Key Dates
| Date | Description |
|---|---|
| 08/14/2025 | Date of Oblong, Inc.'s Quarterly Report on Form 10-Q filing, reporting 2,350,307 shares of Common Stock issued and outstanding. |
| 09/30/2025 | Date of event requiring the filing of this Schedule 13G. |
| 11/14/2025 | Date of signing and filing of this Schedule 13G Amendment No. 1. |
Keywords
Oblong Inc., OBLG, Anson Funds, Schedule 13G, beneficial ownership, common stock, warrants, institutional investment
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