Form 4: Nuveen Preferred & Income Opportunities Fund: Officer Nathaniel T. Jones Reports Sale of Common Stock
SEC Form 4 Filing
Nuveen Preferred & Income Opportunities Fund's Vice President and Treasurer, Nathaniel T. Jones, reported the sale of 869 shares of common stock at a price of $7.785 per share on May 5, 2025.
Summary
- On May 5, 2025, Nathaniel T. Jones, Vice President and Treasurer of Nuveen Preferred & Income Opportunities Fund, sold 869 shares of common stock.
- The transaction was executed at a price of $7.785 per share.
- Following the transaction, Jones directly owns 2,500.9278 shares of the company's common stock.
Sentiment
Score: 5
Explanation: This is a neutral disclosure of a stock sale by an officer. It doesn't inherently indicate positive or negative sentiment about the company's prospects.
Industry Context
Form 4 filings are standard disclosures required by the SEC when company insiders, like officers and directors, trade their company's stock. These filings provide transparency to the market regarding insider activity.
Stakeholder Impact
- The sale of shares by an officer could be perceived neutrally or slightly negatively by shareholders, depending on the context and reasons for the sale.
Key Dates
| Date | Description |
|---|---|
| 2021/06/22 | Date of execution of Power of Attorney. |
| 2025/05/05 | Date of transaction: Sale of common stock. |
| 2025/05/06 | Date of signature of the report. |
Keywords
Form 4, Nuveen Preferred & Income Opportunities Fund, JPC, Nathaniel T. Jones, Insider Trading, Stock Sale, Beneficial Ownership, Closed-End Fund
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