Form 4: Nuveen Floating Rate Income Fund Officer Michael A. Perry Reports Stock Purchases
SEC Form 4 Filing
Michael A. Perry, Vice President of Nuveen Floating Rate Income Fund, reports purchasing common stock both directly and indirectly through an IRA.
Summary
- On March 11, 2024, Michael A. Perry, a Vice President of Nuveen Floating Rate Income Fund, filed a Form 4 indicating changes in beneficial ownership.
- Perry purchased 6,600 shares of common stock at $8.6698 per share.
- Perry also purchased 5,844 shares of common stock at $8.67 per share through an IRA.
Sentiment
Score: 5
Explanation: The document is a routine regulatory filing detailing stock purchases by a company officer. It doesn't inherently convey positive or negative sentiment.
Industry Context
Form 4 filings are standard disclosures required by the SEC when company insiders trade their company's stock. These filings provide transparency to the market regarding the actions of company officers and directors.
Stakeholder Impact
- The stock purchases by a company officer could be perceived positively by shareholders, signaling confidence in the company's future.
Key Dates
| Date | Description |
|---|---|
| 2017-08-01 | Date of Power of Attorney execution. |
| 2024-03-11 | Date of common stock transactions. |
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