Form 4: Nukkleus Inc. Director Kotaieva Reports Acquisition and Disposal of Common Stock
SEC Form 4 Filing
Anastasiia Kotaieva, a director and CEO of Nukkleus Inc., reports acquiring and disposing of common stock and warrants related to a conversion agreement with X Group Fund of Funds.
Summary
- On December 20, 2024, Anastasiia Kotaieva, the CEO and a director of Nukkleus Inc., filed a Form 4.
- The report details changes in her beneficial ownership of Nukkleus Inc. securities.
- On November 8, 2024, Nukkleus Inc. entered into a Conversion Agreement with X Group Fund of Funds, issuing 319,952 shares of common stock and a warrant to acquire 351,424 shares at $2.41 per share.
- Kotaieva is the owner of X Group Family of Funds Limited Partnership.
- On November 8, 2024, Kotaieva acquired 319,952 shares at $2.41.
- On December 16, 2024, Kotaieva acquired 500,000 shares at $1.39 and disposed of 500,000 shares.
Sentiment
Score: 5
Explanation: The document is a standard regulatory filing, so the sentiment is neutral.
Industry Context
Form 4 filings are a routine part of regulatory compliance for publicly traded companies, providing transparency into the trading activities of company insiders.
Related Party Transactions
- The Conversion Agreement with X Group Fund of Funds, where Anastasiia Kotaieva is the owner of X Group Family of Funds Limited Partnership, constitutes a related party transaction.
Stakeholder Impact
- The transactions may influence investor perception of Nukkleus Inc.'s stock.
Key Dates
| Date | Description |
|---|---|
| 11/08/2024 | Date of earliest transaction; Nukkleus Inc. entered into a Conversion Agreement with X Group Fund of Funds. |
| 11/08/2024 | Kotaieva acquired 319,952 shares at $2.41. |
| 11/08/2024 | Warrant for 351,424 shares at $2.41 issued. |
| 12/16/2024 | Kotaieva acquired 500,000 shares at $1.39 and disposed of 500,000 shares. |
| 12/20/2024 | Date of Form 4 filing. |
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