Form 4: Nukkleus Former Director Sells Over 100K Shares

Anastasiia Kotaieva, a former director and 10% owner of Nukkleus Inc., reported the sale of 108,744 shares of common stock in mid-December 2025 under a Rule 10b5-1 plan.

Summary

• Anastasiia Kotaieva, identified as a former director and 10% shareholder of Nukkleus Inc. (NUKK), reported sales of common stock.
• On December 18, 2025, 38,744 shares were sold at a weighted average price of $4.7222 per share, with transaction prices ranging from $4.67 to $5.01.
• On December 19, 2025, an additional 70,000 shares were sold at a weighted average price of $4.5294 per share, with transaction prices ranging from $4.41 to $4.695.
• These transactions were made pursuant to a contract, instruction, or written plan for the purchase or sale of equity securities of the issuer, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
• Following these transactions, Anastasiia Kotaieva beneficially owns 1,361,197 shares indirectly through X Group Fund of Funds Limited Partnership, which she owns.
• The total number of shares sold across both dates is 108,744.

Sentiment

Score: 5

Explanation: The sale of shares by a former director and 10% owner, while reducing insider ownership, was conducted under a Rule 10b5-1 plan. This suggests the sales are pre-scheduled for personal financial planning rather than a reaction to new, negative company developments, making the sentiment neutral.

Future Outlook

NA

Industry Context

This Form 4 filing reports an insider sale, which is a routine disclosure for publicly traded companies. The sales were conducted under a Rule 10b5-1 plan, indicating they were pre-scheduled for personal financial planning rather than a reaction to new company-specific information or broader industry trends.

Management Changes

Related Party Transactions

• The shares were held and sold indirectly through X Group Fund of Funds Limited Partnership, which is owned by Anastasiia Kotaieva, indicating a related party structure for the beneficial ownership.

Stakeholder Impact

• Shareholders: The sale by a former significant insider, even if pre-planned, could still be observed by the market and potentially influence short-term sentiment or trading activity.

Key Dates

Recommendation

The reported sales by a former director and significant shareholder were executed under a Rule 10b5-1 plan, indicating they were pre-scheduled and not necessarily a reflection of new negative sentiment towards the company. While a reduction in insider ownership warrants attention, the pre-planned nature mitigates immediate concerns. Investors should maintain a 'hold' position and monitor future company performance and market conditions.

Keywords

Nukkleus Inc., NUKK, Insider Sale, Form 4, Stock Transaction, Anastasiia Kotaieva, Shareholder, Director, Equity Sales, Rule 10b5-1