SCHEDULE: Investor Group Discloses 9.99% Stake in Profusa, Inc. via Convertible Note

A group of investors, including Ascent Partners Fund LLC and Dominion Capital LLC, has disclosed a 9.99% beneficial ownership stake in Profusa, Inc. common stock, primarily through a convertible promissory note.

Summary

• A group of nine reporting persons, including Ascent Partners Fund LLC, Ascent Partners LLC, Dominion Capital LLC, Dominion Capital GP LLC, Dominion Capital Holdings LLC, Masada Group Holdings LLC, Mikhail Gurevich, Gennadiy Gurevich, and Alon Brenner, collectively reported beneficial ownership of Profusa, Inc. common stock.
• The aggregate amount beneficially owned by this group is 3,359,068 shares of Profusa, Inc. common stock.
• This ownership represents 9.99% of the outstanding class of Profusa, Inc. common stock.
• The reported percentage and share count include shares issuable upon conversion of a convertible promissory note (the "Convertible Note") held by the reporting persons.
• The Convertible Note is subject to a maximum 9.99% beneficial ownership limitation provision, referred to as the "Blocker."
• The percentage is calculated based on 32,788,877 shares of Common Stock outstanding, as reported by Profusa, Inc. in its Form 8-K filed on July 18, 2025, plus 820,475 shares of Common Stock issuable upon partial conversion of the Convertible Note.

Sentiment

Score: 5

Explanation: The filing is a factual disclosure of beneficial ownership and does not inherently convey positive or negative sentiment regarding the company's performance or outlook.

Positives

• The disclosure of a significant 9.99% beneficial ownership stake by a group of investors, including institutional entities, may signal increased investor confidence or interest in Profusa, Inc.

Future Outlook

This filing is a beneficial ownership report and does not contain forward-looking statements or guidance regarding the issuer's future performance or operations.

Industry Context

This filing indicates a significant passive investment by a group of entities and individuals in Profusa, Inc., a company whose primary business is not detailed in this specific filing. Such investments are common across various industries as investors seek to gain exposure to companies they believe have growth potential.

Stakeholder Impact

• Shareholders may view the significant beneficial ownership by a group of investors as a positive signal, potentially indicating increased institutional interest or confidence in the company.

Key Dates

Keywords

Profusa Inc., Beneficial Ownership, Schedule 13G, Convertible Note, Institutional Investment, Ascent Partners, Dominion Capital, Mikhail Gurevich, Alon Brenner