Form 4: Northern Trust Director Susan Crown Reports Stock Transactions

Director Susan Crown reports acquisition of common stock units and disposal of common stock in Northern Trust Corporation.

Summary

• On July 1, 2024, Susan Crown, a director of Northern Trust Corporation, reported acquiring 108.02 common stock units at a price of $83.83.
• The report also indicates the disposal of 18,400 shares of common stock.
• Following these transactions, Ms. Crown directly owns 35,069.64 common stock units.
• Additionally, she indirectly owns 4,000 shares through trusts for her children and 339,696 shares through HCNI II LLC, where trusts for her and her children are members.
• Ms. Crown disclaims beneficial ownership of the indirectly held shares except to the extent of her beneficial interest in the trusts and LLC.

Sentiment

Score: 5

Explanation: The document is a standard regulatory filing detailing stock transactions. It doesn't inherently convey positive or negative sentiment.

Management Comments

• The Reporting Person disclaims beneficial ownership of the shares described in Footnotes 2 and 3, except to the extent of her beneficial ownership in the trusts and entity that own such shares.

Industry Context

This filing is a routine disclosure of stock transactions by a company insider, as required by the SEC. It provides transparency to investors regarding the trading activities of company directors.

Stakeholder Impact

• The filing provides transparency to shareholders regarding insider trading activity.

Key Dates