Form 4: Northern Trust Director Susan Crown Reports Stock Transactions

Director Susan Crown reports acquisition of common stock units and disposition of common stock of Northern Trust Corporation.

Summary

• On October 1, 2024, Susan Crown, a director of Northern Trust Corporation, reported acquiring 102.97 common stock units at a price of $88.72.
• The report also indicates the disposition of 18,400 shares of common stock.
• Following these transactions, Ms. Crown directly owns 35,172.61 common stock units.
• Ms. Crown also indirectly owns 4,000 shares through trusts for her children and 339,696 shares through HCNI II LLC, an entity in which trusts for her and her children are members.
• Ms. Crown disclaims beneficial ownership of shares held by the trusts and HCNI II LLC, except to the extent of her beneficial interest in those entities.

Sentiment

Score: 5

Explanation: The document is a standard regulatory filing, so the sentiment is neutral.

Management Comments

• The Reporting Person disclaims beneficial ownership of the shares described in Footnotes 2 and 3, except to the extent of her beneficial ownership in the trusts and entity that own such shares.

Industry Context

This filing is a routine disclosure of stock transactions by a company insider, as required by the SEC. It provides transparency to the market regarding the trading activities of key personnel.

Stakeholder Impact

• The filing provides transparency to shareholders regarding insider transactions.
• The transactions may have a minor impact on the stock price.

Key Dates