Form 4: Northern Trust Director Acquires Shares

Northern Trust Director Susan Crown acquired 88.02 common stock units at $131.2 per unit, increasing her direct beneficial ownership.

Summary

• Susan Crown, a Director of Northern Trust Corp (NTRS), acquired 88.02 Common Stock Units.
• The transaction occurred on October 1, 2025, at a price of $131.2 per unit.
• Following this acquisition, her direct beneficial ownership of Common Stock Units is 37,492.54.
• She also directly owns 18,400 shares of Common Stock.
• Indirect beneficial ownership includes 4,000 shares of Common Stock through various trusts for her children.
• An additional 339,696 shares of Common Stock are indirectly owned through HCNI II LLC, an entity where trusts for her benefit and her children's benefit are members.
• The Common Stock Units are payable automatically on a one-for-one basis in NTRS stock upon termination of service as a director.

Sentiment

Score: 7

Explanation: The acquisition of additional shares by a director generally indicates confidence in the company's prospects, which is a positive signal for investors.

Positives

• Director Susan Crown acquired additional common stock units, indicating confidence in the company's future.
• The acquisition was made at a price of $131.2 per unit.

Future Outlook

NA

Management Comments

• The Reporting Person disclaims beneficial ownership of the shares described in Footnotes 2 and 3, except to the extent of her beneficial ownership in the trusts and entity that own such shares.

Industry Context

This filing is a standard insider transaction disclosure and does not provide broader industry context or trends. It reflects an individual director's investment decision within the financial services sector.

Stakeholder Impact

• Increased alignment of a director's interests with those of shareholders due to increased equity ownership.

Key Dates

Recommendation

While the acquisition of additional common stock units by a director signals confidence in Northern Trust's future, this Form 4 filing alone does not provide sufficient comprehensive financial or strategic information to warrant a 'buy' or 'sell' recommendation. It serves as a positive data point for existing shareholders and those considering the stock, suggesting a 'hold' position while awaiting broader financial disclosures.

Keywords

Northern Trust, NTRS, Susan Crown, Insider Trading, Form 4, Director, Stock Acquisition, Beneficial Ownership