Form 4: Nomura Holdings Insider Transactions Reported

Yutaka Nakajima, Representative Executive Officer and Deputy President of Nomura Holdings Inc., reported transactions involving Notional Stock Units and Restricted Stock Units.

Summary

• Yutaka Nakajima, a key executive at Nomura Holdings Inc., reported several transactions on April 24, 2026, and April 27, 2026.
• On April 24, 2026, 193,024 Notional Stock Units vested and were settled in cash, resulting in no shares being issued. The value of this transaction was approximately $1,580,000 USD, based on an exchange rate of JPY 159.84 to USD 1.
• Following the cash settlement of Notional Stock Units, Nakajima's beneficial ownership of common stock decreased by 193,024 shares.
• On April 27, 2026, 9,900 Restricted Stock Units vested and were settled in shares. The value of these shares was approximately $76,230 USD, based on an exchange rate of JPY 159.56 to USD 1.
• In connection with the settlement of Restricted Stock Units, 4,697 shares were withheld to cover tax obligations.
• After these transactions, Nakajima's beneficial ownership of common stock changed, with a net decrease in directly held shares.

Sentiment

Score: 5

Explanation: StockSavvy.ai views this as a neutral filing, as it primarily reports on routine executive compensation settlements and tax-related share withholdings, rather than significant investment or divestment decisions.

Positives

• Vesting of Notional Stock Units and Restricted Stock Units indicates the fulfillment of performance or service-based compensation plans.
• The settlement of these units demonstrates the company's ability to meet its compensation obligations.

Negatives

• A significant number of shares (4,697) were withheld for tax purposes, reducing the net shares received by the reporting person.
• The cash settlement of Notional Stock Units means no direct equity ownership was gained from that portion of the compensation.

Future Outlook

This filing does not contain forward-looking statements or guidance. It reports on past transactions.

Management Comments

• "Representative Executive Officer and Deputy President" - This title indicates a senior leadership position within Nomura Holdings Inc.
• The filing is signed by Takashi Futaki as Attorney-in-fact, indicating authorization for this individual to act on behalf of Yutaka Nakajima for this filing.

Industry Context

StockSavvy.ai notes that Form 4 filings are standard for reporting insider transactions in publicly traded companies. These reports provide transparency into the buying and selling activities of company executives and major shareholders, which can be a factor in investment analysis.

Stakeholder Impact

• Shareholders: Gain insight into the compensation-related equity movements of a senior executive, which can inform their perception of executive commitment and compensation structure.
• Employees: The reporting of RSU and NSU settlements is a standard part of executive compensation, reflecting the company's incentive programs.
• Management: The transactions reflect the execution of pre-determined compensation plans for senior leadership.

Key Dates

Keywords

Nomura Holdings, NMR, Form 4, Insider Trading, Stock Options, Restricted Stock Units, Executive Compensation, SEC Filing, Securities Ownership