Form 4: Nomura Holdings Insider Transactions
Statement of Changes in Beneficial Ownership
Yukiko Ozaki, Chief Human Resources Officer and Chief Health Officer of Nomura Holdings Inc., reported transactions involving common stock, including the settlement of Notional Stock Units and Restricted Stock Units.
Summary
- Yukiko Ozaki, holding the titles of Chief Human Resources Officer and Chief Health Officer at Nomura Holdings Inc., has reported several transactions related to the company's common stock.
- On April 24, 2026, 2,896 Notional Stock Units vested and were settled in cash, with no shares issued. The value of these units was equivalent to one share of common stock.
- Also on April 24, 2026, 2,896 common stock units were disposed of at a price of $8.21 per share.
- On April 27, 2026, 4,900 Restricted Stock Units vested and were settled in shares.
- On the same date, April 27, 2026, 1,467 shares were withheld to satisfy tax obligations related to the settlement of Restricted Stock Units, at a price of $7.71 per share.
- Additionally, on April 24, 2026, 7.368 shares were acquired at a price of $8.41 per share, and these are held in an officers' stock ownership plan.
Sentiment
Score: 5
Explanation: StockSavvy.ai views this as a neutral filing, as it primarily details routine executive stock transactions and compensation settlements without significant positive or negative financial implications.
Positives
- Yukiko Ozaki acquired 7.368 shares of common stock on April 24, 2026, indicating continued investment in the company.
- The settlement of Notional Stock Units and Restricted Stock Units on April 24 and April 27, 2026, respectively, reflects the fulfillment of executive compensation plans.
Negatives
- Yukiko Ozaki disposed of 2,896 common stock units on April 24, 2026, at a price of $8.21 per share.
- 1,467 shares were withheld on April 27, 2026, to cover tax obligations, representing a reduction in the net shares received from vested units.
Future Outlook
This filing does not contain forward-looking statements or guidance.
Industry Context
StockSavvy.ai notes that Form 4 filings are standard disclosures for insider transactions in the financial services industry, providing transparency into executive stock dealings.
Stakeholder Impact
- Shareholders: Increased transparency into executive stock ownership and transactions.
- Employees: The transactions reflect the company's executive compensation structure.
- Management: The filing details personal stock transactions of key officers.
Key Dates
| Date | Description |
|---|---|
| 04/01/2026 | Vesting date for Notional Stock Units and Restricted Stock Units. |
| 04/24/2026 | Earliest transaction date reported; settlement of Notional Stock Units, disposal of common stock, and acquisition of common stock. |
| 04/27/2026 | Settlement of Restricted Stock Units and withholding of shares for tax obligations. |
| 04/28/2026 | Date of signature for the filing. |
Keywords
Nomura Holdings, Form 4, Insider Trading, Stock Transactions, Executive Compensation, Restricted Stock Units, Notional Stock Units, SEC Filing, NMR, TSE: 8604
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