Form 4: Nomura Holdings Executive Reports Stock Transactions
Statement of Changes in Beneficial Ownership
Nomura Holdings executive Sotaro Kato reported transactions involving notional stock units and common stock.
Summary
- Sotaro Kato, Chief Risk Officer of Nomura Holdings Inc., reported transactions on May 25, 2026.
- These transactions involved the acquisition of notional stock units, which represent the right to receive cash equal to the value of one share of common stock.
- Specifically, 27,656 notional stock units were acquired with an effective date of April 1, 2027.
- Additionally, 27,655 notional stock units were acquired with an effective date of April 1, 2028, and another 27,655 notional stock units with an effective date of April 1, 2029.
- Following these transactions, Mr. Kato beneficially owns 62,774 shares of common stock directly.
Sentiment
Score: 5
Explanation: StockSavvy.ai views this as a neutral filing, as it reports routine executive stock transactions without indicating significant positive or negative developments for the company.
Future Outlook
The filing does not contain forward-looking statements or guidance.
Industry Context
StockSavvy.ai notes that Form 4 filings are standard disclosures for insider transactions, providing transparency into executive stock holdings and activities within the financial services industry.
Key Dates
| Date | Description |
|---|---|
| 05/25/2026 | Date of earliest transaction reported and transaction date for notional stock units. |
| 04/01/2027 | Effective date for the first set of acquired notional stock units. |
| 04/01/2028 | Effective date for the second set of acquired notional stock units. |
| 04/01/2029 | Effective date for the third set of acquired notional stock units. |
Keywords
Nomura Holdings, Form 4, SEC Filing, Stock Transaction, Executive Officer, Chief Risk Officer, Beneficial Ownership, Notional Stock Units
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