13F-HR/A: Nomura Holdings Amends 13F Filing, Corrects Manager Inclusion

Nomura Holdings Inc. has amended its Form 13F filing to remove Nomura Corporate Research & Asset Management Inc. as an Other Included Manager.

Summary

• Nomura Holdings Inc. filed an amendment to its 13F holdings report for the quarter ended September 30, 2024.
• The amendment was made to remove Nomura Corporate Research & Asset Management Inc. as an Other Included Manager.
• This entity was initially and incorrectly believed to have exceeded the Form 13F filing threshold for the quarter.
• The original report was filed on November 14, 2024.
• The total value of holdings reported is $43,579,740,009.
• The report includes 1,884 entries in the Form 13F Information Table.
• There are now 3 other included managers listed in the report.

Sentiment

Score: 7

Explanation: The document is a routine regulatory filing with a minor correction. The sentiment is neutral to slightly positive due to the correction of an error.

Positives

• The amendment demonstrates Nomura's commitment to accurate reporting.
• The correction ensures the 13F filing is compliant with SEC regulations.

Negatives

• The need for an amendment indicates an initial error in assessing which entities met the filing threshold.

Risks

• Errors in regulatory filings can lead to scrutiny from the SEC.
• Inaccurate reporting may affect investor confidence.

Management Comments

• The person signing the report on behalf of the reporting manager represents that all information is true, correct, and complete.

Industry Context

This is a standard regulatory filing for institutional investment managers, and the amendment is a routine correction of an error.

Comparison to Industry Standards

• Form 13F filings are a standard requirement for institutional investment managers managing over $100 million in assets.
• The amendment process is also a standard procedure for correcting errors in these filings.
• The size of Nomura's reported holdings, at over $43 billion, places it among the larger institutional investors.

Stakeholder Impact

• The amendment ensures that shareholders and other stakeholders have accurate information about Nomura's holdings.

Key Dates

Keywords

Form 13F, Nomura Holdings, Institutional Investment Manager, Holdings Report, Amendment, SEC, Investment Management