Form 4: NOCERA CFO Gifts 300,000 Shares, Late Filing Noted

NOCERA, Inc.'s Chief Financial Officer, Shun-Chih Chuang, reported a late filing for a gift of 300,000 common shares to a third party.

Summary

• Shun-Chih Chuang, Chief Financial Officer of NOCERA, INC. (NCRA), reported a disposition of 300,000 shares of common stock.
• The transaction occurred on December 4, 2025, and was a bona fide gift to a third party for no consideration ($0.00 price per share).
• Following this transaction, Mr. Chuang beneficially owns 220,001 shares of NOCERA, INC. common stock.
• The Form 4 filing itself was submitted late.

Sentiment

Score: 5

Explanation: The transaction itself (a gift) is neutral for the company, but the late filing is a minor negative for compliance. The overall impact is low.

Positives

• The transaction was a bona fide gift, indicating a transfer of ownership without a sale on the open market.

Negatives

• The reporting person's direct beneficial ownership decreased by 300,000 shares.
• The Form 4 filing was submitted late, which is a compliance issue.

Risks

• The late filing of the Form 4 indicates a potential compliance oversight by the reporting person or the company, which could lead to regulatory scrutiny.

Industry Context

This filing is an individual insider transaction and does not directly relate to broader industry trends or competitors, beyond the general context of executive shareholdings in publicly traded companies.

Related Party Transactions

• A bona fide gift of shares to a third party for no consideration was reported. The specific relationship of the third party is not disclosed.

Stakeholder Impact

• Shareholders: The transaction reduces the CFO's direct ownership, which could be seen as a minor decrease in insider alignment, but the shares were gifted, not sold on the open market, so there's no direct market impact from a sale.
• Regulatory Authorities: The late filing could draw attention from the SEC regarding compliance with Section 16(a) reporting requirements.

Key Dates

Recommendation

This Form 4 reports a routine insider transaction (a gift of shares) and does not provide sufficient information to alter an investment thesis. While the late filing is a minor compliance issue, it does not fundamentally change the company's operational or financial outlook. Investors should hold and monitor future filings for more substantive company-specific news.

Keywords

NOCERA, NCRA, Form 4, Insider Transaction, Share Gift, CFO, Beneficial Ownership, SEC Filing