Form 4: NMI Holdings VP, Controller Nicholas Realmuto Reports Changes in Beneficial Ownership

Sentiment:

SEC Form 4 Filing


Nicholas Realmuto, VP, Controller of NMI Holdings, reports the acquisition of restricted stock units and the disposal of shares to cover withholding taxes.

Summary

  • On March 15, 2024, Nicholas Realmuto, VP, Controller of NMI Holdings, acquired 3,332 restricted stock units.
  • On the same date, Realmuto disposed of 349, 470, and 1,037 Class A Common Shares to satisfy withholding taxes related to the vesting of restricted stock units granted in 2021, 2022, and 2023 respectively.
  • Following these transactions, Realmuto beneficially owns 11,931 Class A Common Shares, including 1,803 shares and 10,128 unvested restricted stock units.

Sentiment

Score: 5

Explanation: The document reflects routine transactions related to executive compensation and tax obligations, indicating a neutral sentiment.

Positives

  • The acquisition of restricted stock units indicates continued alignment of the reporting person's interests with the company's long-term performance.

Industry Context

Form 4 filings are a routine part of corporate governance, providing transparency into the transactions of company insiders. This filing indicates standard compensation practices involving restricted stock units and the associated tax obligations.

Stakeholder Impact

  • The transactions have a minimal direct impact on stakeholders, as they relate to internal compensation practices.

Key Dates

DateDescription
03/15/2021Grant date of certain restricted stock units, vesting of which triggered tax withholding on 03/15/2024.
03/15/2022Grant date of certain restricted stock units, vesting of which triggered tax withholding on 03/15/2024.
03/15/2023Grant date of certain restricted stock units, vesting of which triggered tax withholding on 03/15/2024.
03/15/2024Date of transaction: Acquisition of restricted stock units and disposal of shares for tax withholding.
03/19/2024Date of signature for the Form 4 filing.

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