Form 4: NMI Holdings CEO Adam Pollitzer Reports Stock Transactions Following RSU Vesting
SEC Form 4 Filing
Adam Pollitzer, CEO of NMI Holdings, reports the withholding of shares to cover tax obligations related to the vesting of restricted stock units (RSUs).
Summary
- Adam Pollitzer, the CEO of NMI Holdings, filed a Form 4 detailing changes in his beneficial ownership of NMIH stock.
- The transactions involved the withholding of shares by NMIH to cover tax obligations associated with the vesting of restricted stock units (RSUs).
- These RSUs were granted on February 7, 2024, February 8, 2023, and February 9, 2022, and vest over three years.
- A total of 41,289 shares were withheld to satisfy these tax obligations on February 7 and 8, 2025.
- Following these transactions, Pollitzer directly owns 257,367 common shares, including 67,235 unvested restricted stock units.
Sentiment
Score: 7
Explanation: The document is a routine regulatory filing detailing stock transactions related to executive compensation. It doesn't indicate any significant positive or negative developments for the company.
Industry Context
Form 4 filings are standard practice for reporting changes in beneficial ownership by company insiders, providing transparency to investors.
Stakeholder Impact
- The transactions have a minimal impact on shareholders, as they relate to executive compensation and tax obligations.
Key Dates
| Date | Description |
|---|---|
| 2022-02-09 | Date of grant for certain restricted stock units. |
| 2023-02-08 | Date of grant for certain restricted stock units. |
| 2024-02-07 | Date of grant for certain restricted stock units. |
| 2024-09-11 | Date of execution of Power of Attorney. |
| 2025-02-07 | Date of transaction involving share withholding for tax obligations. |
| 2025-02-08 | Date of transaction involving share withholding for tax obligations. |
| 2025-02-11 | Date of signature for the Form 4 filing. |
Keywords
Form 4, NMI Holdings, Adam Pollitzer, RSU, Stock, Beneficial Ownership, Vesting, Tax Withholding
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