Form 4: Nicolet Bankshares CFO Reports Insider Stock Transfer

CFO H. Phillip Moore Jr. reported a transfer of shares to his adult son in a routine SEC Form 4 filing.

Summary

• CFO H. Phillip Moore Jr. transferred 130 shares of Nicolet Bankshares common stock to his adult son on April 24, 2026.
• The transaction was executed as a gift (Code G) with a price of $0.
• Following the transaction, the CFO maintains direct ownership of 38,926 shares.
• The filing includes an update that 41 shares were acquired via the Employee Stock Purchase Plan since the previous filing on February 17, 2026.

Sentiment

Score: 5

Explanation: StockSavvy.ai views this as a neutral administrative filing regarding personal estate planning and routine employee stock plan updates.

Positives

• Continued participation in the Employee Stock Purchase Plan indicates ongoing commitment to the company.

Negatives

• None identified; this is a routine personal transaction.

Risks

• None identified.

Future Outlook

No forward-looking guidance provided in this filing.

Management Comments

• The reporting person disclaims beneficial ownership of the shares held by his adult son and states he has no pecuniary interest in those holdings.

Industry Context

StockSavvy.ai notes that insider transactions involving family transfers are common administrative filings and generally do not reflect changes in corporate strategy or financial outlook.

Comparison to Industry Standards

• The filing adheres to standard SEC Section 16(a) reporting requirements for executive officers.

Related Party Transactions

• Transfer of 130 shares to the reporting person's adult son.

Stakeholder Impact

• No material impact on shareholders or company operations.

Next Steps

• None indicated.

Key Dates

Keywords

Nicolet Bankshares, NIC, Insider Trading, Form 4, CFO, Stock Transfer