Form 4: Newmont MD Thornton Reports Stock Acquisition, Tax Withholding

Newmont's MD, Americas, David John Thornton, reported the acquisition of 4,426 shares and the disposition of 1,367 shares for tax obligations.

Summary

• David John Thornton, MD, Americas for Newmont Corp /DE/ (NEM), filed a Form 4 detailing recent and planned stock transactions.
• On February 23, 2026, Thornton acquired 4,426 shares of Common Stock ($1.60 par value) at a price of $0.
• Following this acquisition, direct beneficial ownership increased to 39,923 shares.
• On February 24, 2026, Thornton disposed of 1,367 shares of Common Stock at a price of $124.25 per share.
• This disposition was made to satisfy tax withholding obligations applicable to the vesting of 4,541 stock-settled restricted stock units.
• After the disposition, direct beneficial ownership stands at 38,556 shares.
• The transactions were made pursuant to a contract, instruction, or written plan for the purchase or sale of equity securities intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Sentiment

Score: 6

Explanation: StockSavvy.ai views this as a neutral to slightly positive event. While there's a disposition of shares, it's for tax purposes related to compensation, and the underlying event is the vesting of equity, which is positive for the executive and reflects standard compensation practices.

Positives

• Acquisition of 4,426 shares of common stock, indicating an increase in direct ownership, likely from equity compensation vesting.
• The underlying event is the vesting of 4,541 restricted stock units, which represents earned compensation for the executive.

Negatives

• Disposition of 1,367 shares of common stock, although this was for the routine purpose of covering tax withholding obligations related to compensation.

Industry Context

StockSavvy.ai notes that insider transactions, particularly those related to equity compensation vesting and subsequent tax withholding, are common occurrences for executives in publicly traded companies like Newmont. These routine filings provide transparency into executive stock ownership changes but typically do not signal significant strategic shifts or market-moving events. The indication that these transactions are pursuant to a Rule 10b5-1 plan further reinforces their pre-scheduled and routine nature.

Stakeholder Impact

• Shareholders: Provides transparency into executive stock ownership and compensation practices. The net effect on total shares outstanding from this single, routine transaction is negligible.
• Employees: Reflects standard executive compensation practices, which can influence broader employee incentive structures and morale.

Key Dates

Keywords

Newmont, NEM, David John Thornton, Insider Trading, Form 4, Stock Acquisition, Stock Disposition, Restricted Stock Units, Tax Withholding, Officer Transaction, Rule 10b5-1