SCHEDULE: G1 Execution Services & Susquehanna Disclose Stake in New Era Energy

G1 Execution Services, LLC and Susquehanna Securities, LLC have jointly filed a Schedule 13G, reporting a combined beneficial ownership of 4.2% in New Era Energy & Digital, Inc.

Summary

• This filing is an amendment to a Schedule 13G, indicating a change in beneficial ownership of New Era Energy & Digital, Inc. common stock.
• G1 Execution Services, LLC and Susquehanna Securities, LLC are the reporting persons, identified as affiliated independent broker-dealers.
• Collectively, they beneficially own 4,248,731 shares of common stock, representing 4.2% of the class.
• G1 Execution Services, LLC holds 20,466 shares with sole voting and dispositive power, and shares voting/dispositive power over the total combined amount.
• Susquehanna Securities, LLC holds 4,228,265 shares with sole voting and dispositive power, and shares voting/dispositive power over the total combined amount.
• The filing states that each reporting person disclaims beneficial ownership of shares owned directly by the other.
• The total number of outstanding shares as of May 14, 2026, was 101,290,928.

Sentiment

Score: 3

Explanation: StockSavvy.ai views this filing as neutral to slightly negative due to its nature as a Schedule 13G, indicating passive ownership rather than active strategic investment or significant operational updates. The disclosed ownership percentage is modest.

Positives

• The filing clarifies the ownership structure and stake held by G1 Execution Services, LLC and Susquehanna Securities, LLC.
• The reporting persons are registered broker-dealers, suggesting their involvement is in the ordinary course of business.

Negatives

• The filing does not provide any operational, financial, or strategic updates for New Era Energy & Digital, Inc., focusing solely on ownership disclosure.
• The 4.2% ownership stake, while reported, is a passive holding and does not indicate active management or strategic influence.

Risks

• The filing does not explicitly mention any risks associated with New Era Energy & Digital, Inc. itself, as it is a disclosure of ownership by third parties.
• Potential for market perception of increased institutional interest, though the passive nature of the filing limits this interpretation.

Future Outlook

This filing is a Schedule 13G, which is an informational filing regarding beneficial ownership. It does not contain forward-looking statements or guidance from New Era Energy & Digital, Inc. itself.

Management Comments

• Each of the reporting persons disclaims beneficial ownership of shares owned directly by another reporting person.

Industry Context

StockSavvy.ai notes that Schedule 13G filings are typically made by institutional investors who acquire beneficial ownership of more than 5% of a class of a company's registered equity securities. However, this filing indicates a combined ownership of 4.2%, which is below the 5% threshold for mandatory Schedule 13G filing, suggesting it might be an amendment or a voluntary disclosure, or that the 5% threshold is met when considering certain instruments like options and warrants.

Comparison to Industry Standards

• Schedule 13G filings are standard for passive institutional investors. The 4.2% ownership is a common stake for such entities.
• The reporting persons are identified as broker-dealers, which is a typical classification for entities involved in securities trading and holding.

Stakeholder Impact

• Shareholders: The filing provides transparency regarding significant passive ownership stakes, which may influence market perception but does not directly alter corporate control or strategy.
• Management: The filing is informational and does not require immediate action from the company's management, other than acknowledging the disclosure.

Next Steps

• The reporting persons will continue to monitor their investment in New Era Energy & Digital, Inc.
• Further filings may be required if beneficial ownership changes significantly.

Key Dates

Keywords

Schedule 13G, Beneficial Ownership, Broker-dealer, New Era Energy & Digital, G1 Execution Services, Susquehanna Securities, Common Stock, Ownership Disclosure