SCHEDULE: Nauticus Robotics Stakeholder Discloses 11.4% Ownership

RCB Equities #1, LLC and Brian Dror jointly report beneficial ownership of 11.4% of Nauticus Robotics, Inc. common stock, excluding certain convertible preferred shares.

Summary

• RCB Equities #1, LLC and Brian Dror have jointly filed a Schedule 13G, indicating their beneficial ownership of 782,829 shares of Nauticus Robotics, Inc. common stock.
• This represents approximately 11.4% of the company's outstanding common stock as of June 26, 2026.
• The filing excludes 631,579 shares of common stock underlying 4,800 shares of Series C Convertible Preferred Stock held by RCB Equities #1, LLC, as these are not exercisable within 60 days and require stockholder approval for conversion.
• Brian Dror is identified as the Manager of RCB Equities #1, LLC and may be deemed to indirectly beneficially own the securities held by the LLC.

Sentiment

Score: 5

Explanation: StockSavvy.ai views this filing as neutral, as it is a routine disclosure of ownership and does not provide new operational or financial information.

Positives

• Significant ownership stake of 11.4% by RCB Equities #1, LLC and Brian Dror, indicating substantial investor confidence.
• Clear disclosure of ownership details, adhering to regulatory requirements.

Negatives

• The potential conversion of Series C Convertible Preferred Stock is subject to stockholder approval, creating uncertainty regarding the full extent of ownership control.
• Exclusion of a substantial number of shares (631,579) from current beneficial ownership calculations due to conversion contingencies.

Risks

• Potential for future share dilution if the Series C Convertible Preferred Stock is converted, depending on stockholder approval.
• The filing does not detail the specific reasons for acquiring this stake, leaving potential strategic intentions open to interpretation.

Future Outlook

The filing does not contain forward-looking statements or guidance. It solely reports on current beneficial ownership.

Industry Context

StockSavvy.ai notes that significant ownership filings like this Schedule 13G are common in the technology and robotics sectors, often signaling a strategic interest or a belief in the company's future growth potential. The exclusion of convertible securities pending stockholder approval is a standard disclosure practice.

Stakeholder Impact

• Shareholders: The filing provides transparency on a significant ownership block, which can influence market perception. Future conversion of preferred stock could impact share count.
• Management: The disclosure confirms a substantial stakeholder's interest, which may lead to increased engagement with management.
• Creditors: No direct impact is indicated, as the filing pertains to equity ownership.

Next Steps

• Stockholder approval may be sought for the conversion of Series C Convertible Preferred Stock.
• Further filings may be required if ownership levels change significantly.

Key Dates

Keywords

Nauticus Robotics, Schedule 13G, Beneficial Ownership, RCB Equities, Brian Dror, Convertible Preferred Stock, SEC Filing, Common Stock