Form 4: NBHC Director Alka Gupta Reports Stock Transactions
Insider Transaction Report
National Bank Holdings Corp Director Alka Gupta reported the withholding of shares for tax purposes and a transfer of shares to a family trust.
Summary
- Director Alka Gupta reported transactions involving National Bank Holdings Corp (NBHC) common stock.
- 729 shares were withheld for payment of tax liability upon the vesting of a portion of a restricted stock award, at a price of $37.2 per share.
- The restricted stock award was originally granted on April 30, 2025.
- 1,006 shares of common stock were transferred from direct holdings into The Gupta Rastogi Family Trust, an indirect holding.
- This transfer is exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-13, as it only changes the form of beneficial ownership without altering the reporting person's pecuniary interest.
- Following these transactions, Alka Gupta directly owns 3,412 shares and indirectly owns 7,127 shares through The Gupta Rastogi Family Trust.
Sentiment
Score: 5
Explanation: This Form 4 reports routine insider transactions, including tax-related share withholding and a transfer to a family trust, which are neutral events regarding company performance or outlook.
Future Outlook
This Form 4 filing does not contain any forward-looking statements or guidance regarding the company's future outlook.
Industry Context
This filing is a routine disclosure of insider transactions and does not provide information relevant to broader industry trends or competitive analysis.
Related Party Transactions
- 1,006 shares of common stock were transferred from direct holdings to The Gupta Rastogi Family Trust, which is an indirect holding of the reporting person.
Stakeholder Impact
- Minimal direct impact on shareholders as the transactions are routine insider disclosures related to compensation and a change in the form of ownership, not a change in pecuniary interest.
Key Dates
| Date | Description |
|---|---|
| 04/30/2025 | Restricted stock award granted to the reporting person. |
| 10/27/2025 | Transaction date for shares withheld for tax liability and transfer of shares to trust. |
| 10/29/2025 | Signature date of the reporting person on the Form 4 filing. |
Keywords
National Bank Holdings Corp, NBHC, Alka Gupta, Form 4, Insider Transaction, Stock Vesting, Restricted Stock, Tax Withholding, Family Trust, Director
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