Form 4: NBHC Chief Accounting Officer Receives Restricted Stock Grant
Insider Transaction Disclosure
National Bank Holdings Corp's Chief Accounting Officer, Emily Gooden, was granted 517 shares of restricted common stock, vesting over three years.
Summary
- Emily Gooden, Chief Accounting Officer of National Bank Holdings Corp (NBHC), was granted 517 shares of restricted common stock.
- The grant was made under the National Bank Holdings Corporation 2023 Omnibus Incentive Plan.
- These shares will vest ratably on April 28, 2027, April 28, 2028, and April 28, 2029, contingent on continued service.
- No monetary consideration was paid for these shares, only the value of services rendered.
- Following this transaction, Emily Gooden beneficially owns 4,089 shares of common stock.
- This total includes 55 shares acquired under the Employee Stock Purchase Plan on February 27, 2026, and a total of 1,905 shares of restricted common stock.
Sentiment
Score: 6
Explanation: StockSavvy.ai views this as a slightly positive development, as it represents a routine executive compensation action that aligns management's long-term interests with shareholder value, without indicating any immediate operational or financial changes.
Positives
- The grant of restricted stock aligns the Chief Accounting Officer's interests with those of shareholders, incentivizing long-term performance and retention.
Future Outlook
The restricted stock grant includes future vesting dates extending to April 2029, indicating a long-term incentive structure for the Chief Accounting Officer.
Industry Context
StockSavvy.ai notes that restricted stock grants are a common form of executive compensation in the banking and financial services industry, designed to retain key talent and align management incentives with long-term shareholder value creation. This grant to NBHC's Chief Accounting Officer is consistent with typical industry practices for executive compensation.
Comparison to Industry Standards
- StockSavvy.ai observes that the use of restricted stock as a long-term incentive for executive compensation is a standard practice across the financial sector, including major banks like JPMorgan Chase, Bank of America, and Wells Fargo, which frequently utilize similar equity-based awards to retain and motivate their senior leadership.
- The vesting schedule over multiple years is also a common mechanism to ensure continued service and performance alignment.
Related Party Transactions
- The grant of restricted stock to the Chief Accounting Officer is a related party transaction in the context of executive compensation, as it involves a transaction between the company and a key management personnel.
Stakeholder Impact
- Shareholders: Interests are aligned with the Chief Accounting Officer through the long-term vesting of equity.
- Employees: The grant is part of an incentive plan, potentially signaling a commitment to retaining key talent.
Next Steps
- Continued service of Emily Gooden through April 28, 2027, April 28, 2028, and April 28, 2029, for the restricted stock to vest.
Key Dates
| Date | Description |
|---|---|
| 02/27/2026 | Acquisition of 55 shares under the Employee Stock Purchase Plan. |
| 03/17/2026 | Grant date for 517 shares of restricted common stock. |
| 03/19/2026 | Date the Form 4 was signed by the reporting person. |
| 04/28/2027 | First vesting date for a portion of the restricted common stock. |
| 04/28/2028 | Second vesting date for a portion of the restricted common stock. |
| 04/28/2029 | Third and final vesting date for a portion of the restricted common stock. |
Keywords
National Bank Holdings Corp, NBHC, Emily Gooden, Chief Accounting Officer, restricted stock, stock grant, insider transaction, Form 4, equity compensation, vesting
Disclaimer:The information provided here is for general informational purposes only and does not constitute financial advice, recommendation, or endorsement of any kind. It may contain errors or omissions. You should not rely on this information to make financial decisions. Always seek the advice of a qualified financial professional before making any investment or financial decisions. Use of this information is at your own risk.