Form 4: National Bank Holdings Corp Executive Settles Tax Liability with Stock

Richard U. Newfield Jr., Chief Risk Management Officer of National Bank Holdings Corp, disposed of 1,682 shares to cover income tax liability on vested restricted stock.

Summary

• On April 28, 2025, Richard U. Newfield Jr., the Chief Risk Management Officer of National Bank Holdings Corp, disposed of 1,682 shares of common stock.
• The shares were withheld to settle income tax liability on restricted stock that vested on the same date.
• The transaction was executed at a price of $35.86 per share.
• Following the transaction, Newfield directly owns 149,324 shares of National Bank Holdings Corp.
• The transaction was reported on April 30, 2025.

Sentiment

Score: 5

Explanation: This is a neutral event. It reflects a standard transaction related to executive compensation and tax obligations.

Industry Context

Form 4 filings are a routine part of insider trading activity and are required by the SEC to provide transparency into the transactions of company insiders. This transaction is related to tax obligations arising from vested stock, which is a common occurrence.

Stakeholder Impact

• The transaction has a minimal impact on shareholders as it is a routine disposal of shares by an executive to cover tax obligations.

Key Dates

Keywords

Form 4, Beneficial Ownership, National Bank Holdings Corp, NBHC, Richard U. Newfield Jr., Chief Risk Management Officer, Tax Liability, Stock Disposal, Restricted Stock, Vesting