Form 4: Alka Gupta, Director at National Bank Holdings Corp, Reports Changes in Beneficial Ownership
SEC Form 4 Filing
Alka Gupta, a director at National Bank Holdings Corp, filed a Form 4 detailing changes in her beneficial ownership of the company's stock due to tax liability settlement and a transfer of shares to a family trust.
Summary
- On October 28, 2024, Alka Gupta, a director at National Bank Holdings Corp, had 789 shares of common stock withheld to cover income tax liability related to restricted stock vesting at a price of $45.5 per share.
- Following this transaction, Ms. Gupta directly owns 5,324 shares of National Bank Holdings Corp.
- Additionally, Ms. Gupta indirectly owns 3,415 shares through The Gupta Rastogi Family Trust, which were previously reported as directly owned.
Sentiment
Score: 5
Explanation: The document is a standard regulatory filing, so the sentiment is neutral. It simply reports transactions and doesn't indicate positive or negative performance for the company.
Industry Context
This filing is a routine disclosure required by the SEC for corporate insiders, providing transparency into their transactions in the company's stock. It doesn't necessarily reflect a broader trend in the banking industry but rather individual actions by a company director.
Key Dates
| Date | Description |
|---|---|
| 10/28/2024 | Date of transaction involving the withholding of shares for tax liability and transfer to family trust. |
| 10/30/2024 | Date of signature on the Form 4 filing. |
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