Form 4: NASDAQ, Inc. Executive Nelson Griggs Reports Stock Transaction

Nelson Griggs, President of Capital Access Platforms at NASDAQ, Inc., reports a transaction involving the withholding of shares for tax obligations related to an equity award.

Summary

• On April 3, 2025, Nelson Griggs, President of Capital Access Platforms at NASDAQ, Inc., had 1,564 shares of common stock withheld for taxes.
• This transaction occurred in connection with the settlement of a previously granted equity award under the Issuer's Equity Incentive Plan.
• Following the transaction, Griggs beneficially owns 219,405 shares of NASDAQ common stock.
• This total includes 87,677 shares or units of restricted stock (32,181 of which are vested) and 131,728 shares of common stock underlying PSUs, all of which are vested.

Sentiment

Score: 7

Explanation: The sentiment is neutral. This is a routine transaction related to executive compensation and does not indicate any significant positive or negative development for the company.

Industry Context

This filing is a routine disclosure related to executive compensation and stock ownership, common among publicly traded companies like NASDAQ.

Stakeholder Impact

• The transaction has a minimal direct impact on shareholders, as it involves the withholding of shares for tax purposes related to executive compensation.

Key Dates

Keywords

Form 4, Beneficial Ownership, NASDAQ, Nelson Griggs, Equity Incentive Plan, Stock Transaction, Capital Access Platforms