Form 4: NASDAQ Executive Sells Shares, Adjusts Holdings
Statement of Changes in Beneficial Ownership
NASDAQ, Inc. executive PC Nelson Griggs reported a transaction involving the withholding of shares for tax purposes and a change in beneficial ownership of common stock.
Summary
- PC Nelson Griggs, President of Capital Access Platforms at NASDAQ, Inc., reported a transaction on April 3, 2026.
- This transaction involved shares of Common Stock being withheld for tax purposes in connection with the settlement of an equity award.
- Following this, Griggs' beneficial ownership of NASDAQ common stock was adjusted.
Sentiment
Score: 5
Explanation: StockSavvy.ai views this as a neutral filing, as it primarily details routine insider transactions related to equity awards and tax withholding, without indicating significant positive or negative developments for the company.
Future Outlook
No specific future outlook or guidance is provided in this filing.
Industry Context
StockSavvy.ai notes that Form 4 filings are standard disclosures for insider transactions and do not inherently signal strategic shifts or financial performance changes for NASDAQ, Inc. They primarily provide transparency regarding executive holdings.
Stakeholder Impact
- Shareholders: Increased transparency regarding executive stock holdings and potential tax-related adjustments.
Key Dates
| Date | Description |
|---|---|
| 04/03/2026 | Earliest transaction date and transaction date for common stock withholding. |
| 04/07/2026 | Signature date of the filing. |
Keywords
NASDAQ, NDAQ, Form 4, Insider Trading, Stock Transaction, Beneficial Ownership, Equity Award, Tax Withholding
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