SCHEDULE: Rosalind Group Amends Myomo Stake, Citing Blocker Provisions
Beneficial Ownership Amendment
Rosalind Advisors and affiliated entities filed an amended Schedule 13G/A for Myomo, Inc., clarifying beneficial ownership of 3,790,788 common shares, representing 9.99% due to warrant blocker provisions.
Summary
- Rosalind Advisors, Inc., Rosalind Master Fund L.P., Steven Salamon, and Gilad Aharon filed an Amendment No. 10 to Schedule 13G for Myomo, Inc. (MYOMO, INC.).
- The filing reports shared beneficial ownership of 3,790,788 shares of Myomo, Inc. Common Stock.
- This beneficial ownership represents approximately 9.86% of the issuer's common stock, based on 38,435,524 shares outstanding as of November 3rd, 2025.
- The reported ownership percentage is capped at 9.99% for each reporting person due to blocker provisions in pre-funded warrants.
- The total number of shares that would be issuable upon exercise of pre-funded warrants is 3,763,258, but these are excluded from current beneficial ownership due to the blocker provisions.
- The reporting persons were unable to exercise any warrants as of the event date due to these blocker provisions, which prevent ownership exceeding 9.99% of Common Stock.
- Rosalind Advisors, Inc. is the investment advisor to Rosalind Master Fund L.P., and Steven Salamon is the portfolio manager of the Advisor.
- Rosalind Advisors, Inc. and Steven Salamon disclaim beneficial ownership of the shares held by Rosalind Master Fund L.P.
Sentiment
Score: 5
Explanation: The filing is a routine amendment to a beneficial ownership report, clarifying the impact of blocker provisions on warrant exercise. It is neutral in sentiment as it primarily provides factual disclosure without indicating positive or negative operational or financial developments.
Positives
- NA
Negatives
- NA
Risks
- NA
Future Outlook
NA
Management Comments
- Steven Salamon, President of Rosalind Advisors, Inc., certified that 'to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under 240.14a-11.'
Industry Context
This filing is a routine disclosure of beneficial ownership by an investment group and does not provide broader industry context or trends.
Comparison to Industry Standards
- NA
Management Changes
| Role | Previous Person | New Person | Effective Date | Reason |
|---|---|---|---|---|
Corporate Governance
| Change Type | Description | Effective Date | Impact Assessment |
|---|---|---|---|
Legal Proceedings
- NA
Related Party Transactions
- The filing indicates a joint filing agreement between Rosalind Advisors, Inc. and Rosalind Master Fund L.P., with Steven Salamon and Mike McDonald signing on behalf of the respective entities, reflecting their relationship within the Rosalind group.
Stakeholder Impact
- Shareholders: Provides transparency regarding the beneficial ownership structure of a significant investor group, clarifying the actual voting and dispositive power held due to warrant blocker provisions. This ensures shareholders are aware of the effective stake held by Rosalind entities.
Next Steps
- NA
Key Dates
| Date | Description |
|---|---|
| 2025-09-30 | Date of event which requires filing of this statement |
| 2025-11-03 | Date as of which 38,435,524 shares of Myomo, Inc. common stock were outstanding, according to the issuer's 10Q filing. |
| 2025-11-10 | Date of the issuer's 10Q filing referenced for outstanding shares. |
| 2025-11-12 | Signature date for Rosalind Advisors, Inc., Steven Salamon, Gil Aharon, and Rosalind Master Fund L.P. |
Keywords
Myomo Inc., MYOMO, Schedule 13G/A, Beneficial Ownership, Rosalind Advisors, Rosalind Master Fund, Warrants, Blocker Provisions, SEC Filing, Common Shares
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