4/A: Morgan Stanley Director Amends Stock Gift Filing
Insider Transaction Amendment
Morgan Stanley Director Erika H. James filed an amended Form 4 to correct details of a common stock gift transaction, including the date and number of shares.
Summary
- An amendment (Form 4/A) was filed to correct a previously submitted Form 4 dated January 16, 2026.
- The amendment corrects the transaction date for a common stock gift to January 20, 2026.
- The number of common shares transferred as a bona fide gift was corrected to 542 shares.
- The amount of common securities beneficially owned following the reported transaction was corrected to 11,845.004 shares.
- The transaction was a bona fide gift (Transaction Code 'G') with a price of $0 per share.
- The transaction was made pursuant to a contract, instruction, or written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Sentiment
Score: 5
Explanation: Neutral. The filing is an administrative correction of an insider transaction, which is neither inherently positive nor negative for the company's operations or financial health.
Positives
- The transaction was a bona fide gift, indicating a non-sale disposition of shares.
- The transaction was conducted under a Rule 10b5-1(c) plan, demonstrating pre-planning and adherence to insider trading compliance protocols.
Negatives
- An amendment was necessary due to errors in the original filing regarding the transaction date and the number of shares, indicating a minor administrative oversight.
Future Outlook
This filing is an amendment to an insider transaction report and does not contain any forward-looking statements or guidance regarding the company's future outlook.
Industry Context
This filing is a routine disclosure of an insider's stock transaction amendment and does not provide information directly related to broader industry trends or competitive landscape analysis.
Corporate Governance
| Change Type | Description | Effective Date | Impact Assessment |
|---|---|---|---|
| Compliance Adherence | The transaction was made pursuant to a Rule 10b5-1(c) plan, indicating adherence to established corporate governance policies for insider trading. | 01/20/2026 | Reinforces the company's commitment to transparent and compliant insider trading practices. |
Stakeholder Impact
- Shareholders: Minimal impact, as this is a routine administrative correction of a director's stock gift and does not affect company operations or financial performance.
Key Dates
| Date | Description |
|---|---|
| 01/16/2026 | Date of original Form 4 filing. |
| 01/20/2026 | Corrected transaction date for the common stock gift. |
| 01/22/2026 | Date of signature for the amended Form 4/A. |
Keywords
Morgan Stanley, MS, Form 4/A, Insider Transaction, Stock Gift, Beneficial Ownership, Erika H. James, Director, SEC Filing, Rule 10b5-1
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