Form 4: Moody's GC Sells Shares for Tax Obligations

Moody's General Counsel Richard G. Steele disposed of 26.278 shares of common stock on October 1, 2025, to satisfy tax withholding obligations.

Summary

• Richard G. Steele, SVP General Counsel of Moody's Corp (MCO), reported a disposition of common stock.
• The transaction occurred on October 1, 2025, and was made pursuant to a Rule 10b5-1(c) plan.
• A total of 26.278 shares of common stock were disposed of at a price of $478.96 per share.
• The disposition was specifically to satisfy tax withholding obligations related to equity compensation.
• Following the transaction, Richard G. Steele directly beneficially owns 1,359.722 shares of common stock.
• Additionally, 3,612.666 shares are indirectly beneficially owned through a Trust.

Sentiment

Score: 5

Explanation: The transaction is a routine disposition of shares to cover tax withholding obligations, which is a common administrative event for executives receiving equity compensation and does not reflect a discretionary investment decision or significant change in sentiment.

Future Outlook

The filing does not contain any forward-looking statements or guidance regarding the company's future performance or outlook.

Industry Context

This Form 4 filing details a routine insider transaction for tax withholding purposes, which is a common occurrence across all industries for executives receiving equity compensation. It does not provide specific insights into broader industry trends or competitive positioning.

Stakeholder Impact

• Shareholders: The transaction is a routine administrative event and is unlikely to have a material impact on shareholder value or perception.

Key Dates

Keywords

Moody's, MCO, Richard G. Steele, Insider Transaction, Form 4, Stock Sale, Tax Withholding, Corporate Governance