Form 4: Moody's Corp Executive Caroline Sullivan Reports Stock Transactions

Caroline Sullivan, SVP, Corp Controller of Moody's Corporation, reported the acquisition and disposal of common stock and employee stock options on October 28, 2024.

Summary

• On October 28, 2024, Caroline Sullivan, SVP, Corp Controller of Moody's Corporation, reported transactions involving Moody's common stock and employee stock options.
• Sullivan acquired 1,014 shares of common stock at $280.42 and disposed of 1,014 shares at $462.42.
• Additionally, Sullivan acquired 667 shares of common stock at $276.84 and disposed of 667 shares at $462.36.
• Sullivan also exercised employee stock options to acquire 1,014 shares and 667 shares.
• Following these transactions, Sullivan directly owns 1,415.107 shares of common stock and 223 derivative securities.

Sentiment

Score: 5

Explanation: The document is a standard regulatory filing, so the sentiment is neutral.

Industry Context

This Form 4 filing is a routine disclosure of stock transactions by a company insider, as required by the SEC. It provides transparency into the trading activities of company executives.

Stakeholder Impact

• The transactions may have a minor impact on shareholders due to the change in ownership by a company executive.
• The transactions do not directly impact employees, customers, suppliers, or creditors.

Key Dates