SCHEDULE: Nomura Entities Report Stake in Onterris, Inc.

Nomura Asset Management International Inc. and Nomura Investment Management Business Trust have jointly filed a Schedule 13G, reporting beneficial ownership of 6% of Onterris, Inc. common stock.

Summary

• Nomura Asset Management International Inc. and Nomura Investment Management Business Trust have filed a Schedule 13G, indicating their beneficial ownership of Onterris, Inc. common stock.
• The filing reports a shared voting and dispositive power over 2,097,249 shares.
• This represents 6% of the total outstanding common stock of Onterris, Inc.
• The total outstanding shares of common stock were reported as 35,110,136 as of June 30, 2026.
• The filing is made in accordance with Rule 13d-1(b) and the reporting entities are classified as investment advisers.
• The securities were acquired and are held in the ordinary course of business and not for the purpose of influencing control of the issuer.

Sentiment

Score: 3

Explanation: StockSavvy.ai views this as a neutral filing, primarily reporting a change in beneficial ownership without new financial or strategic information.

Positives

• Nomura entities are acting as investment advisers, suggesting a professional and strategic approach to their holdings.
• The filing confirms a significant, though not controlling, stake (6%) in Onterris, Inc., which could signal confidence in the company's future.

Negatives

• The filing does not provide any new financial performance data or strategic updates for Onterris, Inc., limiting its immediate insight into the company's operational health.
• The reporting entities explicitly exclude securities beneficially owned by Nomura Holdings Inc. and certain subsidiaries, meaning the total exposure might be larger than reported here.

Risks

• The filing does not explicitly mention any risks associated with the investment or the company's operations.

Future Outlook

No specific future outlook or guidance for Onterris, Inc. is provided in this filing, as it pertains to beneficial ownership reporting.

Management Comments

• "The securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under 240.14a-11."
• "After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct."

Industry Context

StockSavvy.ai notes that Schedule 13G filings are standard for institutional investors crossing certain ownership thresholds. This filing indicates Nomura's established presence as an investment manager within the financial services sector, specifically in managing significant stakes in publicly traded companies.

Stakeholder Impact

• Shareholders: The filing provides transparency regarding a significant institutional investor's stake, which may influence market perception and trading activity.
• Management of Onterris, Inc.: The presence of a substantial institutional holder like Nomura may lead to increased scrutiny or engagement regarding corporate strategy and performance.

Next Steps

• Nomura Asset Management International Inc. and Nomura Investment Management Business Trust will continue to hold and manage their beneficial ownership of Onterris, Inc. common stock in the ordinary course of business.

Key Dates

Keywords

Schedule 13G, Beneficial Ownership, Nomura Asset Management, Onterris, Inc., Investment Adviser, Common Stock, Shareholder