Form 4: Moelis & Co. COO Katherine Pilcher Ciafone Reports Stock Transactions

Katherine Pilcher Ciafone, Chief Operating Officer of Moelis & Co., reports the settlement of restricted stock units and subsequent sale of Class A Common Stock to cover tax obligations.

Summary

• On February 19, 2025, Katherine Pilcher Ciafone, the Chief Operating Officer of Moelis & Co., settled restricted stock units (RSUs) and acquired 7,450.63 shares of Class A Common Stock.
• Following the settlement, Ms. Pilcher Ciafone sold 3,515 shares of Class A Common Stock at $74 per share to cover tax obligations.
• After these transactions, Ms. Pilcher Ciafone directly owns 3,934 shares of Class A Common Stock.
• The settled RSUs include those from the 2019, 2020, 2021 and 2022 incentive plans.
• The transactions were reported on February 21, 2025.

Sentiment

Score: 5

Explanation: The document is a standard SEC filing detailing stock transactions by an executive. It doesn't inherently convey positive or negative sentiment, but rather provides factual information.

Industry Context

This filing is a routine disclosure of stock transactions by a company executive, as required by the SEC. It provides transparency to investors regarding insider activity.

Stakeholder Impact

• The transactions may have a minor impact on shareholders due to the change in ownership by a company executive.

Key Dates

Keywords

Form 4, Moelis & Co, Katherine Pilcher Ciafone, Chief Operating Officer, Stock Transactions, Restricted Stock Units, Class A Common Stock, SEC Filing