Form 4: Moderna CFO James Mock Reports Stock Transactions
SEC Form 4 Filing
Chief Financial Officer of Moderna, James Mock, reports acquisition and disposal of common stock and restricted stock units.
Summary
- On July 5, 2024, James Mock, the CFO of Moderna, acquired 1,452 shares of common stock through the conversion of restricted stock units.
- Also on July 5, 2024, Mr. Mock disposed of 7,958 shares of common stock.
- On July 8, 2024, Mr. Mock disposed of 689 shares of common stock at a price of $118.2371 per share to cover tax withholding obligations related to the vesting of RSUs.
- Following these transactions, Mr. Mock beneficially owns 7,269 shares of common stock and 13,075 restricted stock units.
Sentiment
Score: 5
Explanation: The document is a standard regulatory filing detailing stock transactions. It doesn't inherently convey positive or negative sentiment, but rather provides factual information.
Industry Context
This Form 4 filing is a routine disclosure of stock transactions by a company insider, in compliance with SEC regulations. It provides transparency to the market regarding the trading activities of Moderna's CFO.
Stakeholder Impact
- The transactions may have a minor impact on shareholders due to the sale of shares to cover tax obligations, but the overall impact is likely minimal.
Key Dates
| Date | Description |
|---|---|
| 07/05/2024 | Acquisition of 1,452 shares via RSU conversion and disposal of 7,958 shares. |
| 07/08/2024 | Disposal of 689 shares at $118.2371 to cover tax obligations. |
| 07/09/2024 | Date of signature by Attorney-in-Fact, James Dillon. |
| 10/05/2023 | 25% of the shares subject to this restricted stock unit award vested on this date with the remainder vesting in twelve (12) equal quarterly installments thereafter. |
Disclaimer:The information provided here is for general informational purposes only and does not constitute financial advice, recommendation, or endorsement of any kind. It may contain errors or omissions. You should not rely on this information to make financial decisions. Always seek the advice of a qualified financial professional before making any investment or financial decisions. Use of this information is at your own risk.