Form 4: MOBIX LABS Director and 10% Owner James Peterson Reports Significant RSU Grant and Increased Equity Holdings

James J Peterson, a Director and 10% owner of MOBIX LABS, Inc., reported the acquisition of 98,453 Class A Common Stock shares through a Restricted Stock Unit grant, increasing his direct beneficial ownership to 2,970,545 shares.

Summary

• James J Peterson, a Director and 10% Owner of MOBIX LABS, Inc. (MOBX), reported changes in his beneficial ownership.
• He acquired 98,453 shares of Class A Common Stock via Restricted Stock Units (RSUs) on July 9, 2025, at a price of $0.00 per share.
• 90% of the RSU award vested immediately upon grant, with the remaining 10% scheduled to vest on October 1, 2025.
• Following this transaction, James J Peterson directly beneficially owns 2,970,545 shares of Class A Common Stock.
• He also holds 20,000 fully vested and exercisable options to buy Class A Common Stock at an exercise price of $4.18, expiring on August 10, 2030.
• Additionally, he holds 133,416 fully vested and exercisable options to buy Class A Common Stock at an exercise price of $6.84, expiring on April 4, 2032.

Sentiment

Score: 6

Explanation: The sentiment is moderately positive as a key insider, who is both a Director and a 10% owner, has increased their direct beneficial ownership through an RSU grant, indicating confidence in the company.

Positives

• Increased direct beneficial ownership by a Director and 10% owner, James J Peterson, to 2,970,545 shares, signaling strong alignment with shareholder interests.
• The grant of 98,453 Restricted Stock Units (RSUs) to a key insider, with 90% vesting immediately, indicates confidence in the company's future performance and serves as a retention incentive.

Future Outlook

The remaining 10% of the granted Restricted Stock Units (RSUs) will vest on October 1, 2025.

Industry Context

This Form 4 filing reflects an insider's equity activity, which is a common occurrence across publicly traded companies. Such filings provide transparency into management and significant shareholder holdings, aligning with standard corporate governance practices in the U.S. financial markets.

Stakeholder Impact

• Shareholders: Increased alignment of interests with a significant insider (Director and 10% owner) due to increased equity holdings.

Next Steps

• The remaining 10% of the Restricted Stock Units (RSUs) granted on July 9, 2025, will vest on October 1, 2025.

Key Dates

Keywords

MOBIX LABS, MOBX, Form 4, Insider Ownership, Beneficial Ownership, Restricted Stock Units, Stock Options, Director, 10% Owner, Equity Grant