SCHEDULE 13G/A: Mizuho Financial Group Discloses 9.0% Passive Stake in ClimateRock

Mizuho Financial Group, Inc. has filed an amended Schedule 13G, reporting a 9.0% beneficial ownership stake in ClimateRock's common shares as of March 31, 2025.

Summary

• Mizuho Financial Group, Inc. (Mizuho) filed an Amendment No. 2 to Schedule 13G regarding its beneficial ownership in ClimateRock.
• As of March 31, 2025, Mizuho beneficially owns 407,800 common shares of ClimateRock.
• This ownership represents 9.0% of ClimateRock's common shares outstanding.
• Mizuho Financial Group, Inc. holds sole voting power and sole dispositive power over all 407,800 shares.
• The shares are directly held by Mizuho Securities USA LLC, a wholly-owned subsidiary of Mizuho Financial Group, Inc.
• Mizuho Financial Group, Inc. is filing this statement as a parent holding company, certifying that the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing the control of ClimateRock.

Sentiment

Score: 6

Explanation: The filing is a routine disclosure of a significant passive ownership stake by a major financial institution, which can be viewed as a neutral to slightly positive signal of institutional interest in ClimateRock.

Positives

• Mizuho Financial Group, a major global financial institution, holds a significant 9.0% stake in ClimateRock, indicating institutional interest and confidence in the company.

Future Outlook

This document is a disclosure of current beneficial ownership and does not contain any forward-looking statements or guidance from ClimateRock or regarding its future operations.

Management Comments

• "Mizuho Financial Group, Inc., Mizuho Bank, Ltd. and Mizuho Americas LLC may be deemed to be indirect beneficial owners of said equity securities directly held by Mizuho Securities USA LLC which is their wholly-owned subsidiary."
• "The securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under ?? 240.14a-11."
• "The foreign regulatory scheme applicable to Parent Holding Company is substantially comparable to the regulatory scheme applicable to the functionally equivalent U.S. institution(s)."

Industry Context

This filing reflects a routine institutional investment disclosure by a major Japanese financial group in ClimateRock. While the specific industry of ClimateRock is not detailed, the filing indicates ongoing activity in the capital markets where large financial institutions acquire passive stakes in publicly traded companies.

Stakeholder Impact

• Shareholders: The disclosure of a significant 9.0% stake by Mizuho Financial Group, a major financial institution, may be viewed positively by existing shareholders, potentially enhancing market confidence in ClimateRock.

Key Dates

Keywords

ClimateRock, Mizuho Financial Group, Schedule 13G, Beneficial Ownership, Common Shares, Institutional Investor, SEC Filing