4/A: MidCap Financial Investment Corp Executive Tanner Powell Reports Stock Disposal for Tax Purposes
SEC Filing Form 4/A (Amendment)
Tanner Powell, Chief Executive Officer of MidCap Financial Investment Corp, reports the disposal of 1,386 shares of common stock for tax withholding purposes related to vesting of restricted stock units.
Summary
- On April 2, 2019, Tanner Powell, the CEO of MidCap Financial Investment Corp, disposed of 1,386 shares of common stock at a price of $15.42 per share.
- This transaction was for tax withholding purposes related to the vesting of restricted stock units.
- Following the transaction, Powell beneficially owns 110,517 shares of MidCap Financial Investment Corp.
- This Form 4/A is an amendment to correct the transaction code used in the original Form 4 filed on April 2, 2019, and to reflect the reporting person's beneficial ownership of the securities as of the date of this filing.
Sentiment
Score: 5
Explanation: The document is a routine regulatory filing related to stock transactions by an executive. It doesn't inherently convey positive or negative sentiment.
Industry Context
Form 4 filings are standard practice for reporting transactions by company insiders, providing transparency to investors regarding executive stock ownership.
Stakeholder Impact
- The transaction has a minimal direct impact on stakeholders, as it is a standard procedure for tax withholding on vested stock.
Key Dates
| Date | Description |
|---|---|
| 04/02/2019 | Date of original transaction and initial Form 4 filing; also the date of the stock disposal. |
| 11/12/2024 | Date of signature on the amended Form 4/A. |
Disclaimer:The information provided here is for general informational purposes only and does not constitute financial advice, recommendation, or endorsement of any kind. It may contain errors or omissions. You should not rely on this information to make financial decisions. Always seek the advice of a qualified financial professional before making any investment or financial decisions. Use of this information is at your own risk.