SCHEDULE 13G/A: CVI Investments and Heights Capital Disclose 4.9% Stake in Microbot Medical Inc.

CVI Investments, Inc. and Heights Capital Management, Inc. have jointly disclosed a beneficial ownership of 4.9% in Microbot Medical Inc., totaling 1,824,807 shares.

Summary

• CVI Investments, Inc. and Heights Capital Management, Inc. (collectively, 'Reporting Persons') have filed an amended Schedule 13G, disclosing their beneficial ownership in Microbot Medical Inc.
• The Reporting Persons collectively beneficially own 1,824,807 shares of Microbot Medical Inc. common stock.
• This ownership represents 4.9% of the company's outstanding common stock.
• The shares reported as beneficially owned consist of shares issuable upon the exercise of warrants to purchase shares.
• The warrants are subject to a limitation, not exercisable to the extent that total beneficial ownership by a Reporting Person and its affiliates would exceed 4.99%.
• As of March 25, 2025, Microbot Medical Inc. had 34,744,476 shares outstanding, as indicated in the company's Prospectus filed on April 8, 2025.

Sentiment

Score: 5

Explanation: This is a factual disclosure of beneficial ownership, which is neutral in sentiment. It does not contain positive or negative operational or financial news about the company.

Future Outlook

NA

Management Comments

• Brian Sopinsky, Secretary of Heights Capital Management, Inc., certified that, to the best of his knowledge and belief, the securities were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer, and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under Rule 14a-11.

Industry Context

This filing is a standard disclosure of beneficial ownership by institutional investors, indicating their stake in a publicly traded company. It does not provide broader industry trends or competitive analysis.

Stakeholder Impact

• Shareholders: The disclosure of a significant stake by institutional investors like CVI Investments and Heights Capital Management may be viewed positively by other shareholders, potentially signaling institutional confidence or interest in the company.

Key Dates

Keywords

Microbot Medical Inc., CVI Investments, Heights Capital Management, Beneficial Ownership, Schedule 13G, Common Stock, Warrants, Institutional Ownership, SEC Filing