Form 4: MACOM Technology Solutions Executive Sells Shares Under 10b5-1 Plan

Ambra R. Roth, SVP, GC and Secretary of MACOM Technology Solutions, sold a total of 13,980 shares of common stock on December 4, 2024, under a pre-arranged 10b5-1 trading plan.

Summary

• Ambra R. Roth, a senior executive at MACOM Technology Solutions, sold 13,980 shares of the company's common stock on December 4, 2024.
• The sales were executed under a pre-arranged trading plan (Rule 10b5-1) adopted on May 31, 2024.
• The shares were sold in multiple transactions at varying prices, with weighted average prices reported for each set of transactions.
• The prices ranged from $140.51 to $143.89 per share.

Sentiment

Score: 5

Explanation: The document reflects a routine transaction under a pre-arranged trading plan. It is neither particularly positive nor negative.

Risks

• Executive stock sales can sometimes be perceived negatively by the market, potentially impacting investor sentiment.

Industry Context

Executive stock sales are a common occurrence, and the use of a 10b5-1 plan is a standard practice to avoid accusations of insider trading. This transaction is not unusual for a company of this size.

Comparison to Industry Standards

• The use of a 10b5-1 trading plan is a common practice among executives at publicly traded companies, including those in the semiconductor industry like Analog Devices (ADI) and Texas Instruments (TXN).
• These plans allow executives to sell shares at predetermined times and prices, avoiding accusations of insider trading.
• The volume of shares sold by Ambra R. Roth is not unusual for an executive at a company of MACOM's size.

Stakeholder Impact

• The stock sales may have a minor impact on shareholder sentiment, but the use of a 10b5-1 plan mitigates concerns about insider trading.

Key Dates

Keywords

MACOM Technology Solutions, stock sale, insider trading, Rule 10b5-1, Ambra R. Roth, executive, MTSI