Form 4: Lumentum Officer Sells Shares Under 10b5-1 Plan

Lumentum's Chief Accounting Officer, Matthew Joseph Sepe, sold 4,232 shares of common stock for approximately $1.01 million under a pre-arranged trading plan.

Summary

• Matthew Joseph Sepe, Chief Accounting Officer of Lumentum Holdings Inc., sold 4,232 shares of Lumentum common stock.
• The transaction occurred on November 7, 2025, at a price of $239.6274 per share.
• The total value of the shares sold was approximately $1,014,200.
• Following this transaction, Mr. Sepe directly owns 43,544 shares of Lumentum common stock.
• The sale was executed pursuant to a Rule 10b5-1(c) pre-arranged trading plan.

Sentiment

Score: 5

Explanation: The filing reports a routine insider stock sale executed under a pre-arranged 10b5-1 trading plan, which is generally considered a neutral event as it's not typically driven by new material non-public information.

Positives

• The transaction was executed under a Rule 10b5-1(c) plan, indicating a pre-scheduled sale rather than a reaction to immediate company news.

Negatives

• An insider sale, even under a 10b5-1 plan, can sometimes be perceived negatively by investors as it reduces the insider's direct stake in the company.

Future Outlook

N/A

Industry Context

N/A

Related Party Transactions

• Matthew Joseph Sepe, Chief Accounting Officer, sold 4,232 shares of Lumentum Holdings Inc. common stock on November 7, 2025, for $239.6274 per share.

Stakeholder Impact

• Shareholders: A slight reduction in insider ownership, but the sale under a 10b5-1 plan suggests it is a planned liquidity event rather than a signal of distress.

Key Dates

Recommendation

The filing details a routine insider sale executed under a Rule 10b5-1 plan, which is a pre-scheduled transaction for personal financial management and not typically indicative of a change in the company's fundamental outlook. Therefore, it does not provide new information that would warrant a change in investment recommendation.

Keywords

Lumentum Holdings Inc., LITE, Insider Trading, Form 4, Stock Sale, Chief Accounting Officer, Matthew Joseph Sepe, 10b5-1 Plan