Form 4: Lumentum Director Sells Shares Under 10b5-1 Plan

Lumentum Holdings Inc. Director Isaac Hosojiro Harris sold 7,200 shares of common stock for $243.32 per share under a pre-arranged 10b5-1 trading plan.

Summary

• Director Isaac Hosojiro Harris of Lumentum Holdings Inc. executed a sale of common stock.
• The transaction involved the disposition of 7,200 shares of Lumentum common stock.
• The shares were sold at a price of $243.32 per share.
• The sale was conducted on November 7, 2025.
• Following this transaction, Mr. Harris directly beneficially owns 9,764 shares of Lumentum common stock.
• The transaction was made pursuant to a Rule 10b5-1(c) pre-arranged trading plan.

Sentiment

Score: 5

Explanation: The transaction is a pre-planned insider sale under a 10b5-1 plan, which is a routine event and does not inherently signal positive or negative company performance.

Positives

• The transaction was executed under a Rule 10b5-1(c) plan, indicating a pre-scheduled sale rather than an immediate reaction to new information.

Negatives

• A director sold a significant number of shares (7,200 shares) of company stock.

Future Outlook

NA

Industry Context

NA

Stakeholder Impact

• Shareholders may interpret the director's sale as a signal, though the 10b5-1 plan mitigates immediate concerns about the timing of the sale.

Key Dates

Recommendation

The director's sale of shares, while notable, was conducted under a Rule 10b5-1 plan, suggesting it was a pre-scheduled event rather than a reaction to new material non-public information. This type of transaction typically warrants a 'hold' recommendation as it doesn't fundamentally alter the company's outlook or valuation based solely on this filing, but investors should monitor for broader insider activity trends.

Keywords

Lumentum Holdings Inc., LITE, Insider Trading, Form 4, Director Share Sale, 10b5-1 Plan, Equity Transaction