Form 4: Lumentum Director Sells Shares Under 10b5-1 Plan

Lumentum Holdings Inc. Director Julia Suzanne Johnson reported the sale of 1,250 shares of common stock at $119.0622 per share, effective August 18, 2025, under a pre-planned trading arrangement.

Summary

• Julia Suzanne Johnson, a Director of Lumentum Holdings Inc. (LITE), reported a transaction.
• The transaction involved the sale of 1,250 shares of Lumentum Common Stock.
• The sale occurred on August 18, 2025, at a price of $119.0622 per share.
• The transaction was executed pursuant to a Rule 10b5-1(c) plan, indicating it was a pre-scheduled sale.
• Following this transaction, Julia Suzanne Johnson directly owns 22,037 shares of Lumentum Common Stock.

Sentiment

Score: 5

Explanation: The sentiment is neutral. While an insider sale can sometimes be perceived negatively, the explicit mention of a Rule 10b5-1 plan indicates a pre-scheduled transaction, which typically does not reflect new sentiment about the company's prospects.

Positives

• The transaction was conducted under a Rule 10b5-1(c) plan, which indicates it was pre-scheduled and not based on new material non-public information, mitigating concerns about insider sentiment.

Negatives

• The transaction represents a reduction in direct insider ownership by a director.

Future Outlook

The filing does not provide any forward-looking statements or guidance regarding the company's future performance or strategic direction.

Industry Context

This filing reports an individual insider transaction and does not provide broader industry context or trends. It is specific to the trading activity of a director at Lumentum Holdings Inc.

Related Party Transactions

• The reported transaction is an insider sale by a director, which is a type of related party transaction.

Stakeholder Impact

• Shareholders: A minor reduction in insider ownership, but the pre-planned nature of the sale under a 10b5-1 plan suggests it is not a signal of negative future performance.

Key Dates

Recommendation

The sale by a director is a pre-planned transaction under a Rule 10b5-1 plan, which suggests it is not based on new material non-public information. While it reduces insider ownership, it does not necessarily signal a negative outlook for the company's future performance. Investors should consider the company's broader financial health and market conditions rather than this isolated, pre-scheduled transaction.

Keywords

Lumentum Holdings Inc., LITE, Form 4, Insider Trading, Stock Sale, Director, Julia Suzanne Johnson, 10b5-1 Plan